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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
(-12%)
Cap. Flow
-$1.23B
Cap. Flow
% of AUM
-19.2%
Top 10 Holdings %
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PMT
PennyMac Mortgage Investment
PMT
|
+$19.7M |
| 2 |
Bristol-Myers Squibb
BMY
|
+$17M |
| 3 |
State Street SPDR S&P Biotech ETF
XBI
|
+$13.6M |
| 4 |
EVA
Enviva Inc.
EVA
|
+$8.45M |
| 5 |
APA Corp
APA
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Petrobras
PBR
|
+$43.9M |
| 2 |
CVR Partners
UAN
|
+$26M |
| 3 |
Zoom
ZM
|
+$12.1M |
| 4 |
EQT Corp
EQT
|
+$12M |
| 5 |
PING
Ping Identity Holding Corp.
PING
|
+$6.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 2.55% |
| 2 | Energy | 1.26% |
| 3 | Technology | 1.15% |
| 4 | Consumer Discretionary | 0.9% |
| 5 | Materials | 0.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
976
Azenta
AZTA
$1.3B
| $367K | 0.01% |
6,300
| – | – |
|
977
CALL
Park Hotels & Resorts
PK
$3.03B
| $365K | 0.01% |
31,000
-100,000
| -76% | -$1.22M |
|
978
CALL
FB Financial Corp
FBK
$3.02B
| $361K | 0.01% |
+10,000
| New | +$401K |
|
979
PagSeguro Digital
PAGS
$2.69B
| $361K | 0.01% |
41,329
-75,971
| -65% | -$893K |
|
980
Dave & Buster's
PLAY
$377M
| $359K | 0.01% |
10,132
| – | – |
|
981
Axsome Therapeutics
AXSM
$11.2B
| $355K | 0.01% |
+4,600
| New | +$275K |
|
|
FTCH
982
CALL
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
| $355K | 0.01% |
75,000
| – | – |
|
983
Textron
TXT
$14.7B
| $354K | 0.01% |
+5,000
| New | +$339K |
|
984
Roblox
RBLX
$25.4B
| $346K | 0.01% |
12,153
-6,747
| -36% | -$237K |
|
985
Pinterest
PINS
$13.4B
| $343K | 0.01% |
14,127
-16,460
| -54% | -$393K |
|
986
CALL
Tronox
TROX
$932M
| $343K | 0.01% |
25,000
-26,000
| -51% | -$346K |
|
987
PUT
Blink Charging
BLNK
$74.3M
| $327K | 0.01% |
29,800
| – | – |
|
|
PARA
988
DELISTED
Paramount Global Class B
PARA
| $323K | 0.01% |
+19,128
| New | +$352K |
|
|
EMBJ
989
Embraer S.A. ADS
EMBJ
$12.2B
| $319K | 0.01% |
29,195
-805
| -3% | -$8.17K |
|
990
Valley National Bancorp
VLY
$7.9B
| $319K | 0.01% |
28,200
+2,500
| +10% | +$29.4K |
|
991
CALL
Coherus Oncology
CHRS
$217M
| $317K | ﹤0.01% |
+40,000
| New | +$308K |
|
|
992
PUT
Coherus Oncology
CHRS
$217M
| $317K | ﹤0.01% |
+40,000
| New | +$308K |
|
993
Glaukos
GKOS
$9.83B
| $316K | ﹤0.01% |
7,224
+6,499
| +896% | +$321K |
|
994
CALL
Smith Micro Software
SMSI
$14.5M
| $313K | ﹤0.01% |
3,725
| – | – |
|
995
Fomento Económico Mexicano
FMX
$43.6B
| $312K | ﹤0.01% |
+4,000
| New | +$294K |
|
|
SLI
996
CALL
Standard Lithium
SLI
$502M
| $310K | ﹤0.01% |
105,000
-70,000
| -40% | -$271K |
|
997
Marathon Petroleum
MPC
$92.4B
| $307K | ﹤0.01% |
2,639
-4,500
| -63% | -$513K |
|
998
NVIDIA
NVDA
$4.86T
| $307K | ﹤0.01% |
21,000
+17,290
| +466% | +$254K |
|
999
PUT
Labcorp
LH
$25B
| $306K | ﹤0.01% |
1,513
| – | – |
|
1000
CALL
Precigen
PGEN
$2.24B
| $304K | ﹤0.01% |
200,000
| – | – |
|
Similar funds
ASRS
PP
VMPIC
BCIM
BBA
FCM
AIMCA
Caption Management's Q4 2022 Portfolio in Review
As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.
Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.
- Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
- Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
- Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
- Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
- Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
- Caption Management opened 444 new positions and closed 672 in Q4 2022.
- Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.
Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.