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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPG
926
DELISTED
Interpublic Group of Companies
IPG
$500K 0.01%
+15,000
New +$465K
DO
927
CALL
DELISTED
Diamond Offshore Drilling, Inc.
DO
$499K 0.01%
48,000
+47,900
+47,900% +$438K
RBLX icon
928
PUT
Roblox
RBLX
$25.4B
$498K 0.01%
+17,500
New +$615K
FTAI icon
929
FTAI Aviation
FTAI
$21.1B
$493K 0.01%
28,817
+7,032
+32% +$118K
IONS icon
930
Ionis Pharmaceuticals
IONS
$8.6B
$491K 0.01%
+13,000
New +$547K
BBBY
931
PUT
DELISTED
Bed Bath & Beyond Inc
BBBY
$489K 0.01%
195,000
+125,000
+179% +$491K
GRBK icon
932
CALL
Green Brick Partners
GRBK
$3.04B
$485K 0.01%
+20,000
New +$463K
LTH icon
933
Life Time Group Holdings
LTH
$10.1B
$481K 0.01%
+40,250
New +$460K
AMLP icon
934
PUT
Alerian MLP ETF
AMLP
$13B
$476K 0.01%
12,500
– –
DCPH
935
CALL
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$475K 0.01%
29,000
– –
VERU icon
936
CALL
Veru
VERU
$36M
$475K 0.01%
9,000
-93,850
-91% -$7.73M
TGTX icon
937
PUT
TG Therapeutics
TGTX
$7.96B
$473K 0.01%
40,000
-45,800
-53% -$332K
CLW icon
938
Clearwater Paper
CLW
$339M
$471K 0.01%
12,464
-29,736
-70% -$1.16M
LUMN icon
939
CALL
Lumen
LUMN
$6.57B
$470K 0.01%
90,000
– –
WY icon
940
Weyerhaeuser
WY
$18B
$468K 0.01%
15,100
+10,000
+196% +$310K
HCP
941
DELISTED
HashiCorp, Inc. Class A Common Stock
HCP
$465K 0.01%
+17,000
New +$481K
UPST icon
942
CALL
Upstart Holdings
UPST
$2.63B
$463K 0.01%
35,000
– –
MLCO icon
943
PUT
Melco Resorts & Entertainment
MLCO
$2.22B
$460K 0.01%
+40,000
New +$325K
DT icon
944
Dynatrace
DT
$12.9B
$460K 0.01%
12,000
+5,000
+71% +$182K
ACRE
945
CALL
Ares Commercial Real Estate
ACRE
$236M
$456K 0.01%
+44,300
New +$509K
DUK icon
946
Duke Energy
DUK
$97.8B
$456K 0.01%
4,425
-3,000
-40% -$288K
SKIN icon
947
CALL
SkinHealth Systems
SKIN
$88.8M
$455K 0.01%
50,000
-48,600
-49% -$525K
NOK icon
948
CALL
Nokia
NOK
$51B
$454K 0.01%
97,800
-375,000
-79% -$1.73M
WW
949
DELISTED
WW International
WW
$453K 0.01%
117,400
– –
VLY icon
950
PUT
Valley National Bancorp
VLY
$7.9B
$452K 0.01%
40,000
– –
36 37
38
39 40

Similar funds

ASRS
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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.