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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
(+14%)
Cap. Flow
+$1.62B
Cap. Flow
% of AUM
18.52%
Top 10 Holdings %
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Petrobras
PBR
|
+$43.8M |
| 2 |
Charter Communications
CHTR
|
+$30.5M |
| 3 |
X
US Steel
X
|
+$28.3M |
| 4 |
STMP
Stamps.com, Inc.
STMP
|
+$22.8M |
| 5 |
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
|
+$19.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Darden Restaurants
DRI
|
+$71.1M |
| 2 |
Wayfair
W
|
+$40.2M |
| 3 |
Horizon Kinetics Inflation Beneficiaries ETF
INFL
|
+$20.8M |
| 4 |
RAPT
RAPT Therapeutics
RAPT
|
+$13.9M |
| 5 |
NCR Voyix
VYX
|
+$10.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 3.49% |
| 2 | Consumer Discretionary | 2.52% |
| 3 | Materials | 1.97% |
| 4 | Energy | 1.87% |
| 5 | Technology | 1.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
Upstart Holdings
UPST
$2.63B
| $1.44M | 0.02% |
+4,550
| New | +$897K |
|
902
O-I Glass
OI
$1.1B
| $1.43M | 0.02% |
+100,000
| New | +$1.5M |
|
903
PUT
Future Fuel
FF
$217M
| $1.43M | 0.02% |
200,000
| – | – |
|
904
Fate Therapeutics
FATE
$286M
| $1.42M | 0.02% |
24,000
+17,000
| +243% | +$1.33M |
|
905
Box
BOX
$4.37B
| $1.42M | 0.02% |
+60,000
| New | +$1.47M |
|
|
IRBT
906
PUT
DELISTED
iRobot
IRBT
| $1.41M | 0.02% |
+18,000
| New | +$1.53M |
|
907
CNX Resources
CNX
$5.3B
| $1.41M | 0.02% |
+111,588
| New | +$1.35M |
|
908
GrafTech
EAF
$175M
| $1.39M | 0.02% |
13,500
+12,000
| +800% | +$1.31M |
|
909
PUT
Coupang
CPNG
$29.3B
| $1.39M | 0.02% |
+50,000
| New | +$1.73M |
|
910
CALL
Lifestance Health
LFST
$4B
| $1.38M | 0.02% |
+95,000
| New | +$1.83M |
|
911
iHeartMedia
IHRT
$543M
| $1.38M | 0.02% |
+55,000
| New | +$1.36M |
|
|
PVG
912
CALL
DELISTED
PRETIUM RESOURCES INC.
PVG
| $1.37M | 0.02% |
142,500
| – | – |
|
|
WMC
913
PUT
DELISTED
Western Asset Mortgage Capital Corporation
WMC
| $1.37M | 0.02% |
+52,500
| New | +$1.5M |
|
914
Constellation Brands
STZ
$22.2B
| $1.37M | 0.02% |
+6,500
| New | +$1.42M |
|
|
NSLR
915
PUT
Neostellar Capital Corp
NSLR
$269M
| $1.37M | 0.02% |
105,900
| – | – |
|
916
Keurig Dr Pepper
KDP
$42.3B
| $1.37M | 0.02% |
+40,000
| New | +$1.4M |
|
|
SPWR
917
CALL
DELISTED
SunPower Corporation Common Stock
SPWR
| $1.36M | 0.02% |
60,200
| – | – |
|
918
Transocean
RIG
$5.89B
| $1.36M | 0.02% |
359,212
+37,097
| +12% | +$135K |
|
919
CALL
Clarivate
CLVT
$1.27B
| $1.36M | 0.02% |
62,000
| – | – |
|
|
920
PUT
Clarivate
CLVT
$1.27B
| $1.36M | 0.02% |
62,000
| – | – |
|
|
GLDD
921
PUT
DELISTED
Great Lakes Dredge & Dock
GLDD
| $1.36M | 0.02% |
+90,000
| New | +$1.34M |
|
922
CALL
FirstEnergy
FE
$28B
| $1.35M | 0.02% |
38,000
-501,400
| -93% | -$19M |
|
|
KSU
923
PUT
DELISTED
Kansas City Southern
KSU
| $1.35M | 0.02% |
5,000
| – | – |
|
924
NRG Energy
NRG
$28.3B
| $1.35M | 0.02% |
33,118
-13,882
| -30% | -$591K |
|
|
TBCH
925
CALL
Turtle Beach Corp
TBCH
$243M
| $1.35M | 0.02% |
+48,500
| New | +$1.41M |
|
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AIMCA
Caption Management's Q3 2021 Portfolio in Review
As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.
By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.
On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.
- Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
- Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
- Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
- Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
- Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
- Caption Management opened 703 new positions and closed 492 in Q3 2021.
- Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.
Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.