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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSP
851
CALL
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
$732K 0.01%
469,500
– –
IAG icon
852
IAMGOLD
IAG
$8.2B
$730K 0.01%
339,600
-36,900
-10% -$90.9K
VRT icon
853
Vertiv
VRT
$93B
$729K 0.01%
19,594
+16,773
+595% +$553K
DCH
854
CALL
Dauch Corp
DCH
$1.34B
$726K 0.01%
+100,000
New +$804K
EQRX
855
CALL
DELISTED
EQRx, Inc. Common Stock
EQRX
$726K 0.01%
+326,900
New +$700K
PHM icon
856
Pultegroup
PHM
$24.1B
$726K 0.01%
9,800
+7,300
+292% +$582K
WWW icon
857
Wolverine World Wide
WWW
$1.61B
$723K 0.01%
89,686
+26,599
+42% +$274K
NUGT icon
858
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$848M
$723K 0.01%
27,086
-2,685
-9% -$88.2K
ENPH icon
859
Enphase Energy
ENPH
$4.96B
$721K 0.01%
+6,000
New +$855K
SII
860
Sprott
SII
$2.66B
$721K 0.01%
+23,647
New +$777K
SLG icon
861
SL Green Realty
SLG
$3.76B
$718K 0.01%
19,255
-10,745
-36% -$386K
SPOK icon
862
PUT
Spok Holdings
SPOK
$228M
$714K 0.01%
+50,000
New +$671K
GLPI icon
863
Gaming and Leisure Properties
GLPI
$12.7B
$711K 0.01%
15,600
– –
AXSM icon
864
CALL
Axsome Therapeutics
AXSM
$11.2B
$706K 0.01%
10,100
-17,400
-63% -$1.3M
GSM icon
865
FerroAtlántica
GSM
$594M
$704K 0.01%
135,368
-37,432
-22% -$194K
PFGC icon
866
CALL
Performance Food Group
PFGC
$18B
$700K 0.01%
11,900
– –
PR
867
CALL
Permian Resources
PR
$17.8B
$698K 0.01%
+50,000
New +$629K
PSEC icon
868
CALL
Prospect Capital
PSEC
$1.07B
$696K 0.01%
115,000
+65,000
+130% +$405K
PRMW
869
CALL
DELISTED
Primo Water Corporation
PRMW
$690K 0.01%
+50,000
New +$714K
MNTK icon
870
CALL
Montauk Renewables
MNTK
$243M
$683K 0.01%
+75,000
New +$673K
URA icon
871
CALL
Global X Uranium ETF
URA
$5.41B
$676K 0.01%
+25,000
New +$588K
VYX icon
872
CALL
NCR Voyix
VYX
$1.14B
$674K 0.01%
+40,750
New +$694K
DBRG icon
873
PUT
DigitalBridge
DBRG
$2.93B
$647K 0.01%
36,800
– –
AMPS
874
DELISTED
Altus Power
AMPS
$646K 0.01%
+123,000
New +$753K
IMGN
875
DELISTED
Immunogen Inc
IMGN
$644K 0.01%
40,600
+10,600
+35% +$176K
33 34
35
36 37

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PP
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VMPIC
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BCIM
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BBA
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Macquarie Group
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FCM
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AIMCA
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Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.