Caption Management’s Sprott SII Stock Holding History

Caption Management’s Portfolio SII Stock Details SII Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-54,114	Closed	-$3.77M	–	2009
2025 Q2	$3.74M	Buy	54,114 +21,557	+66%	+$1.2M	0.04%	495
2025 Q1	$1.46M	Buy	32,557 +6,138	+23%	+$264K	0.01%	795
2024 Q4	$1.11M	Sell	26,419 -238	-0.9%	-$10.5K	0.01%	883
2024 Q3	$1.15M	Sell	26,657 -64,343	-71%	-$2.72M	0.02%	737
2024 Q2	$3.77M	Buy	91,000 +46,506	+105%	+$1.95M	0.06%	330
2024 Q1	$1.64M	Buy	44,494 +8,570	+24%	+$308K	0.03%	590
2023 Q4	$1.22M	Buy	35,924 +12,277	+52%	+$380K	0.02%	757
2023 Q3	$721K	Buy	+23,647	New	+$777K	0.01%	860
2022 Q2	–	Sell	-38,213	Closed	-$1.92M	–	1794
2022 Q1	$1.92M	Buy	+38,213	New	+$1.58M	0.02%	774

Other funds holding SII

Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return

Mawer Investment Management Calgary, Alberta, Canada $15.4B AUM 10.9% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Connor, Clark & Lunn Investment Management (CC&L) Vancouver, British Columbia, Canada $43.4B AUM 51.29% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Praetorian PR Rincon, Puerto Rico $275M AUM 84.95% 1-Year Est. Return

GACM

Global Alpha Capital Management Montreal, Quebec, Canada $1.66B AUM 27.98% 1-Year Est. Return

PMAM

Picton Mahoney Asset Management Toronto, Ontario, Canada $13.5B AUM 50.48% 1-Year Est. Return

Caption Management's SII Position: Q3 2025 in Review

Caption Management sold out of Sprott (SII) in Q3 2025, closing a stake of 54,114 shares — an estimated $3.77M sold.

Caption Management first reported a position in SII in Q1 2022 and held it in 9 quarters. The position peaked at $3.77M in Q2 2024. 204 funds tracked by Wall St. Rank hold SII as of Q3 2025.

Caption Management reported no remaining Sprott position as of Q3 2025 after selling out during the quarter.
Caption Management sold 54,114 Sprott shares in Q3 2025, an estimated $3.77M.
Caption Management first reported a position in Sprott in Q1 2022 and held it in 9 quarters.
Caption Management's Sprott position peaked at $3.77M in Q2 2024.
204 funds tracked by Wall St. Rank held Sprott as of Q3 2025.

Based on Caption Management's 13F filing for Q3 2025, filed 14 Nov 2025.