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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
(+2.6%)
Cap. Flow
-$575M
Cap. Flow
% of AUM
-13.12%
Top 10 Holdings %
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Teck Resources
TECK
|
+$13.2M |
| 2 |
GE Aerospace
GE
|
+$11.9M |
| 3 |
Invesco DB Agriculture Fund
DBA
|
+$10.8M |
| 4 |
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
|
+$10.3M |
| 5 |
SBNY
Signature Bank
SBNY
|
+$8.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$24M |
| 2 |
American Eagle Outfitters
AEO
|
+$16.5M |
| 3 |
Adobe
ADBE
|
+$15M |
| 4 |
Pfizer
PFE
|
+$13.7M |
| 5 |
LHCG
LHC Group LLC
LHCG
|
+$12.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 3.21% |
| 2 | Consumer Discretionary | 3.05% |
| 3 | Technology | 2.58% |
| 4 | Industrials | 1.15% |
| 5 | Materials | 1.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
851
Hilton Grand Vacations
HGV
$3.59B
| $163K | ﹤0.01% |
+5,182
| New | +$135K |
|
|
852
CALL
Invesco DB Agriculture Fund
DBA
$1.23B
| $162K | ﹤0.01% |
+10,000
| New | +$152K |
|
853
CALL
Hecla Mining
HL
$9.47B
| $162K | ﹤0.01% |
+25,000
| New | +$133K |
|
854
Energy Transfer Partners
ET
$70.1B
| $159K | ﹤0.01% |
+25,725
| New | +$156K |
|
855
Northern Oil and Gas
NOG
$2.3B
| $159K | ﹤0.01% |
18,133
| – | – |
|
856
Edgewell Personal Care
EPC
$1.25B
| $155K | ﹤0.01% |
4,500
-2,200
| -33% | -$71.4K |
|
857
Sea Limited
SE
$65.4B
| $139K | ﹤0.01% |
700
-1,500
| -68% | -$267K |
|
|
BNFT
858
PUT
DELISTED
Benefitfocus, Inc.
BNFT
| $135K | ﹤0.01% |
+9,300
| New | +$113K |
|
|
VISN
859
Vistance Networks Inc
VISN
$2.65B
| $134K | ﹤0.01% |
+10,000
| New | +$110K |
|
860
CALL
The GEO Group
GEO
$4.13B
| $132K | ﹤0.01% |
15,000
| – | – |
|
861
Xerox
XRX
$387M
| $125K | ﹤0.01% |
5,362
-23,638
| -82% | -$500K |
|
|
SIOX
862
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
| $125K | ﹤0.01% |
+45,000
| New | +$131K |
|
|
ADVM
863
DELISTED
Adverum Biotechnologies
ADVM
| $123K | ﹤0.01% |
+1,127
| New | +$139K |
|
864
Ardelyx
ARDX
$1.22B
| $123K | ﹤0.01% |
+19,000
| New | +$113K |
|
865
Barrett Business Services
BBSI
$959M
| $123K | ﹤0.01% |
7,200
| – | – |
|
866
Madrigal Pharmaceuticals
MDGL
$10.8B
| $123K | ﹤0.01% |
1,114
-11,048
| -91% | -$1.35M |
|
867
Dave & Buster's
PLAY
$377M
| $120K | ﹤0.01% |
+4,000
| New | +$88.9K |
|
868
Truist Financial
TFC
$63.3B
| $119K | ﹤0.01% |
2,500
-3,500
| -58% | -$158K |
|
869
PUT
Vuzix
VUZI
$194M
| $119K | ﹤0.01% |
+13,100
| New | +$65.4K |
|
870
Ares Capital
ARCC
$13.5B
| $118K | ﹤0.01% |
+7,000
| New | +$109K |
|
871
CALL
DaVita
DVA
$15.4B
| $117K | ﹤0.01% |
+1,000
| New | +$102K |
|
872
CALL
FTAI Aviation
FTAI
$21.1B
| $117K | ﹤0.01% |
5,855
-137,007
| -96% | -$2.29M |
|
873
PG&E
PCG
$38.3B
| $115K | ﹤0.01% |
9,300
+900
| +11% | +$10.2K |
|
|
TIGR
874
UP Fintech Holding
TIGR
$876M
| $115K | ﹤0.01% |
14,500
| – | – |
|
|
LGF.A
875
CALL
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
| $114K | ﹤0.01% |
+10,000
| New | +$89.9K |
|
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Caption Management's Q4 2020 Portfolio in Review
As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.
Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.
- Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
- Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
- Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
- Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
- Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
- Caption Management opened 403 new positions and closed 465 in Q4 2020.
- Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.
Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.