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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-4.29%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$1.92B
AUM Growth
-$64.5M
Cap. Flow
+$89.8M
Cap. Flow %
4.67%
Top 10 Hldgs %
14.65%
Holding
1,008
New
367
Increased
112
Reduced
107
Closed
328

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$23.7M
2
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$11.4M
3
MDCO
Medicines Co
MDCO
+$7.54M
4
MPC icon
Marathon Petroleum
MPC
+$6.85M
5
PLNT icon
Planet Fitness
PLNT
+$5.64M

Top Sells

Rank Stock Value
1
UPBD icon
Upbound Group
UPBD
+$8.44M
2
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$6.21M
3
TWLO icon
Twilio
TWLO
+$6M
4
AEM icon
Agnico Eagle Mines
AEM
+$5.39M
5
ORLY icon
O'Reilly Automotive
ORLY
+$5.17M

Sector Composition

Rank Sector Weight
1 Healthcare 4.59%
2 Consumer Discretionary 2.4%
3 Energy 2.06%
4 Financials 1.79%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARA
851
DELISTED
Paramount Global Class B
PARA
– –
-15,000
Closed -$749K
PCG icon
852
PG&E
PCG
$38.4B
– –
-198,900
Closed -$3.01M
PDFS icon
853
CALL
PDF Solutions
PDFS
$1.94B
– –
-100,000
Closed -$1.31M
PEN icon
854
PUT
Penumbra
PEN
$12.6B
– –
-26,100
Closed -$4.18M
PFG icon
855
Principal Financial Group
PFG
$24.3B
– –
-22,500
Closed -$1.3M
P
856
PUT
Everpure Inc
P
$25.3B
– –
-300,000
Closed -$4.58M
PUMP icon
857
PUT
ProPetro Holding
PUMP
$1.37B
– –
-2,500
Closed -$51K
RAMP icon
858
LiveRamp
RAMP
$2.3B
– –
-40,000
Closed -$1.94M
RAMP icon
859
PUT
LiveRamp
RAMP
$2.3B
– –
-50,000
Closed -$2.42M
RDNT icon
860
RadNet
RDNT
$4.94B
– –
-40,000
Closed -$552K
RDNT icon
861
PUT
RadNet
RDNT
$4.94B
– –
-100,000
Closed -$1.38M
REGN icon
862
CALL
Regeneron Pharmaceuticals
REGN
$76B
– –
-7,500
Closed -$2.35M
REGN icon
863
Regeneron Pharmaceuticals
REGN
$76B
– –
-1,500
Closed -$469K
REGN icon
864
PUT
Regeneron Pharmaceuticals
REGN
$76B
– –
-7,500
Closed -$2.35M
RHI icon
865
CALL
Robert Half
RHI
$3.81B
– –
-50,000
Closed -$2.85M
RHI icon
866
Robert Half
RHI
$3.81B
– –
-11,500
Closed -$655K
SE icon
867
Sea Limited
SE
$65.2B
– –
-100
Closed -$3K
SGMO
868
PUT
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
– –
-17,500
Closed -$189K
SKY icon
869
CALL
Champion Homes
SKY
$4.35B
– –
-120,000
Closed -$3.29M
SLDB icon
870
Solid Biosciences
SLDB
$808M
– –
-1,167
Closed -$100K
SNBR
871
CALL
DELISTED
Sleep Number
SNBR
– –
-62,700
Closed -$2.53M
SNY icon
872
CALL
Sanofi
SNY
$102B
– –
-70,000
Closed -$3.03M
SPOT icon
873
Spotify
SPOT
$105B
– –
-7,600
Closed -$1.11M
SPY icon
874
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$783B
– –
-70,000
Closed -$20.5M
SRDX
875
DELISTED
Surmodics
SRDX
– –
-89,088
Closed -$3.85M
33 34
35
36 37

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2019 Portfolio in Review

As of Q3 2019, Caption Management held 1,008 positions worth $1.92B, down 3.2% from $1.99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Caption Management deployed $89.8M of net new capital in Q3 2019, opening 367 new positions and adding to 112 existing holdings. Its largest new stake was PayPal: 215,000 shares worth $22.3M.

By sector, the portfolio is most concentrated in Healthcare at 4.6% of assets, up from 3% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was Spark Therapeutics, Inc. Common Stock, an estimated $6.21M trimmed.

  • Caption Management's largest Q3 2019 buy was PayPal: 215,000 shares worth $22.3M.
  • Caption Management added most to Medicines Co in Q3 2019, an estimated $7.54M increase.
  • Caption Management's biggest Q3 2019 reduction was Spark Therapeutics, Inc. Common Stock, cutting an estimated $6.21M.
  • Caption Management fully exited Upbound Group in Q3 2019, selling an estimated $8.44M.
  • Caption Management's ten largest holdings make up 15% of its $1.92B portfolio in Q3 2019.
  • Caption Management opened 367 new positions and closed 328 in Q3 2019.
  • Caption Management's portfolio value fell 3.2% quarter-over-quarter to $1.92B.

Based on Caption Management's 13F filing for Q3 2019, filed 14 Nov 2019.