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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
(+2.6%)
Cap. Flow
-$575M
Cap. Flow
% of AUM
-13.12%
Top 10 Holdings %
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Teck Resources
TECK
|
+$13.2M |
| 2 |
GE Aerospace
GE
|
+$11.9M |
| 3 |
Invesco DB Agriculture Fund
DBA
|
+$10.8M |
| 4 |
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
|
+$10.3M |
| 5 |
SBNY
Signature Bank
SBNY
|
+$8.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$24M |
| 2 |
American Eagle Outfitters
AEO
|
+$16.5M |
| 3 |
Adobe
ADBE
|
+$15M |
| 4 |
Pfizer
PFE
|
+$13.7M |
| 5 |
LHCG
LHC Group LLC
LHCG
|
+$12.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 3.21% |
| 2 | Consumer Discretionary | 3.05% |
| 3 | Technology | 2.58% |
| 4 | Industrials | 1.15% |
| 5 | Materials | 1.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
826
Innoviva
INVA
$1.55B
| $222K | 0.01% |
+18,000
| New | +$194K |
|
|
TRIT
827
CALL
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
| $221K | 0.01% |
+20,000
| New | +$234K |
|
|
SWCH
828
DELISTED
Switch, Inc. Class A Common Stock
SWCH
| $220K | 0.01% |
+13,420
| New | +$210K |
|
829
Mattel
MAT
$4.38B
| $218K | 0.01% |
12,500
-145,500
| -92% | -$2.14M |
|
830
SouthState Bank Corp
SSB
$10.2B
| $216K | ﹤0.01% |
+3,000
| New | +$197K |
|
831
Elanco Animal Health
ELAN
$13.2B
| $214K | ﹤0.01% |
+7,000
| New | +$214K |
|
832
Snap-on
SNA
$21.2B
| $205K | ﹤0.01% |
1,200
| – | – |
|
|
TPCO
833
DELISTED
Tribune Publishing Company Common Stock
TPCO
| $203K | ﹤0.01% |
+14,869
| New | +$183K |
|
|
CTEV
834
Claritev Corp
CTEV
$387M
| $202K | ﹤0.01% |
+633
| New | +$211K |
|
|
835
American Eagle Outfitters
AEO
$2.88B
| $200K | ﹤0.01% |
10,000
-982,785
| -99% | -$16.5M |
|
|
BRFS
836
DELISTED
BRF SA
BRFS
| $197K | ﹤0.01% |
47,200
| – | – |
|
837
Smith Micro Software
SMSI
$14.5M
| $193K | ﹤0.01% |
893
+518
| +138% | +$98.5K |
|
838
ADT
ADT
$5.58B
| $189K | ﹤0.01% |
24,000
-98,900
| -80% | -$777K |
|
839
DHT Holdings
DHT
$2.99B
| $186K | ﹤0.01% |
35,596
-68,725
| -66% | -$359K |
|
840
Invesco
IVZ
$13.1B
| $183K | ﹤0.01% |
10,496
| – | – |
|
|
RDUS
841
CALL
DELISTED
Radius Health, Inc.
RDUS
| $178K | ﹤0.01% |
10,000
-65,000
| -87% | -$976K |
|
|
RDUS
842
PUT
DELISTED
Radius Health, Inc.
RDUS
| $178K | ﹤0.01% |
10,000
-65,000
| -87% | -$976K |
|
|
OSG
843
Octave Specialty Group
OSG
$243M
| $176K | ﹤0.01% |
+11,496
| New | +$169K |
|
844
Hewlett Packard
HPE
$63.4B
| $176K | ﹤0.01% |
15,000
-80,000
| -84% | -$840K |
|
845
PUT
Galicia Financial Group
GGAL
$7.99B
| $175K | ﹤0.01% |
+20,000
| New | +$158K |
|
846
Ironwood Pharmaceuticals
IRWD
$696M
| $172K | ﹤0.01% |
15,113
-82,387
| -84% | -$902K |
|
847
Oneok
OKE
$57.2B
| $172K | ﹤0.01% |
+4,500
| New | +$151K |
|
848
General Motors
GM
$80.4B
| $166K | ﹤0.01% |
4,000
-41,000
| -91% | -$1.59M |
|
849
GrafTech
EAF
$175M
| $164K | ﹤0.01% |
+1,536
| New | +$123K |
|
|
SPWR
850
DELISTED
SunPower Corporation Common Stock
SPWR
| $164K | ﹤0.01% |
6,400
-14,300
| -69% | -$289K |
|
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Caption Management's Q4 2020 Portfolio in Review
As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.
Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.
- Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
- Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
- Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
- Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
- Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
- Caption Management opened 403 new positions and closed 465 in Q4 2020.
- Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.
Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.