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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+6.75%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$5.18B
AUM Growth
-$1.23B
Cap. Flow
-$121M
Cap. Flow %
-2.34%
Top 10 Hldgs %
16.5%
Holding
1,730
New
499
Increased
190
Reduced
247
Closed
699

Top Buys

Rank Stock Value
1
MDGL icon
Madrigal Pharmaceuticals
MDGL
+$12.3M
2
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$11.1M
3
WWE
World Wrestling Entertainment
WWE
+$10.5M
4
DIS icon
Walt Disney
DIS
+$10.3M
5
UBS icon
UBS Group
UBS
+$10M

Top Sells

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$17.9M
2
AR icon
Antero Resources
AR
+$17.5M
3
TECK icon
Teck Resources
TECK
+$17.2M
4
ONC
BeOne Medicines Ltd
ONC
+$16.4M
5
EQT icon
EQT Corp
EQT
+$14.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.4%
2 Healthcare 2.04%
3 Technology 1.38%
4 Consumer Discretionary 0.99%
5 Communication Services 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIO icon
701
Rio Tinto
RIO
$156B
$720K 0.01%
+10,500
New +$762K
GTLB icon
702
CALL
GitLab
GTLB
$8.13B
$720K 0.01%
21,000
-212,000
-91% -$9.31M
ARCT icon
703
CALL
Arcturus Therapeutics
ARCT
$443M
$719K 0.01%
+30,000
New +$538K
ARCT icon
704
PUT
Arcturus Therapeutics
ARCT
$443M
$719K 0.01%
+30,000
New +$538K
HTGC icon
705
Hercules Capital
HTGC
$3.29B
$717K 0.01%
55,654
+16,077
+41% +$225K
STEM icon
706
CALL
Stem
STEM
$43M
$709K 0.01%
+6,250
New +$1.06M
STEM icon
707
PUT
Stem
STEM
$43M
$709K 0.01%
+6,250
New +$1.06M
ASPN icon
708
CALL
Aspen Aerogels
ASPN
$409M
$708K 0.01%
95,000
– –
ASPN icon
709
PUT
Aspen Aerogels
ASPN
$409M
$708K 0.01%
95,000
– –
ALC icon
710
CALL
Alcon
ALC
$32B
$705K 0.01%
+10,000
New +$712K
INVZ icon
711
Innoviz Technologies
INVZ
$91.7M
$700K 0.01%
200,000
-117,652
-37% -$521K
KNSA icon
712
CALL
Kiniksa Pharmaceuticals
KNSA
$6.06B
$699K 0.01%
65,000
+30,000
+86% +$395K
KNSA icon
713
PUT
Kiniksa Pharmaceuticals
KNSA
$6.06B
$699K 0.01%
65,000
+30,000
+86% +$395K
ILMN icon
714
Illumina
ILMN
$34.6B
$698K 0.01%
+3,084
New +$631K
L icon
715
Loews
L
$22.2B
$696K 0.01%
+12,000
New +$711K
OHI icon
716
PUT
Omega Healthcare
OHI
$14.2B
$691K 0.01%
+25,200
New +$701K
TSP
717
CALL
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
$690K 0.01%
469,500
-2,400
-0.5% -$4.54K
AGIO icon
718
PUT
Agios Pharmaceuticals
AGIO
$1.97B
$689K 0.01%
30,000
– –
BXP icon
719
Boston Properties
BXP
$10.2B
$687K 0.01%
+12,700
New +$829K
OPTU
720
PUT
Optimum Communications Inc
OPTU
$385M
$684K 0.01%
+200,000
New +$850K
ZLAB icon
721
Zai Lab
ZLAB
$2.77B
$682K 0.01%
+20,500
New +$787K
IMAX icon
722
CALL
IMAX
IMAX
$2.86B
$671K 0.01%
+35,000
New +$602K
IMAX icon
723
PUT
IMAX
IMAX
$2.86B
$671K 0.01%
+35,000
New +$602K
PDM
724
PUT
Piedmont Realty Trust
PDM
$1.17B
$671K 0.01%
+91,900
New +$844K
CTSH icon
725
CALL
Cognizant
CTSH
$27.9B
$670K 0.01%
+11,000
New +$689K
27 28
29
30 31

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BPA
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Caption Management's Q1 2023 Portfolio in Review

As of Q1 2023, Caption Management held 1,730 positions worth $5.18B, down 19% from $6.41B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Caption Management's Q1 2023 filing shows 499 new, 190 increased, 247 reduced and 699 closed positions. Its largest new stake was World Wrestling Entertainment: 123,000 shares worth $11.2M. The largest sale was PennyMac Mortgage Investment, an estimated $17.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, up from 91% a quarter earlier, followed by Healthcare and Technology.

  • Caption Management's largest Q1 2023 buy was World Wrestling Entertainment: 123,000 shares worth $11.2M.
  • Caption Management added most to Madrigal Pharmaceuticals in Q1 2023, an estimated $12.3M increase.
  • Caption Management's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $13.3M.
  • Caption Management fully exited PennyMac Mortgage Investment in Q1 2023, selling an estimated $17.9M.
  • Caption Management's ten largest holdings make up 16% of its $5.18B portfolio in Q1 2023.
  • Caption Management opened 499 new positions and closed 699 in Q1 2023.
  • Caption Management's portfolio value fell 19% quarter-over-quarter to $5.18B.

Based on Caption Management's 13F filing for Q1 2023, filed 15 May 2023.