CM

Caption Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.75%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.75%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.11B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,060
New
Increased
Reduced
Closed

Top Buys

1
+$52.5M
2
+$25.4M
3
+$13.9M
4
TCOM icon
Trip.com Group
TCOM
+$12.3M
5
UAN icon
CVR Partners
UAN
+$11.6M

Top Sells

1
+$57.5M
2
+$19.2M
3
+$16.5M
4
HIMX
Himax Technologies
HIMX
+$16M
5
AGCO icon
AGCO
AGCO
+$15.3M

Sector Composition

1 Energy 24.26%
2 Consumer Discretionary 15.2%
3 Materials 14.19%
4 Healthcare 12.37%
5 Technology 11.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
676
– –
-157,500
677
– –
-25,000
678
– –
-8,500
679
– –
-12,500
680
– –
0
681
– –
0
682
– –
0
683
– –
0
684
– –
0
685
– –
0
686
– –
-18,000
687
– –
-112,874
688
– –
0
689
– –
0
690
– –
-27
691
– –
-22,500
692
– –
-3,000
693
– –
-30,000
694
– –
-29,890
695
– –
-7,434
696
– –
0
697
– –
0
698
– –
0
699
– –
0
700
– –
0
26 27
28
29 30