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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HGV icon
651
CALL
Hilton Grand Vacations
HGV
$3.59B
$821K 0.02%
26,200
– –
CTRA
652
PUT
DELISTED
Coterra Energy
CTRA
$807K 0.02%
49,600
-29,900
-38% -$525K
BB icon
653
BlackBerry
BB
$4.98B
$805K 0.02%
+121,395
New +$718K
IQ icon
654
CALL
iQIYI
IQ
$1.23B
$799K 0.02%
45,700
– –
APHA
655
DELISTED
Aphria Inc. Common Shares
APHA
$794K 0.02%
114,700
+70,400
+159% +$439K
ST icon
656
CALL
Sensata Technologies
ST
$6.74B
$792K 0.02%
15,000
– –
ENDP
657
DELISTED
Endo International plc
ENDP
$787K 0.02%
+109,625
New +$572K
SMPL icon
658
CALL
Simply Good Foods
SMPL
$901M
$784K 0.02%
25,000
– –
SMPL icon
659
PUT
Simply Good Foods
SMPL
$901M
$784K 0.02%
25,000
– –
EPC icon
660
CALL
Edgewell Personal Care
EPC
$1.25B
$782K 0.02%
22,600
– –
EPC icon
661
PUT
Edgewell Personal Care
EPC
$1.25B
$782K 0.02%
22,600
– –
COOP
662
CALL
DELISTED
Mr. Cooper
COOP
$775K 0.02%
25,000
-160,000
-86% -$4.1M
VST icon
663
Vistra
VST
$50B
$773K 0.02%
39,331
+36,604
+1,342% +$682K
HAIN icon
664
Hain Celestial
HAIN
$45M
$763K 0.02%
19,000
– –
AZN icon
665
AstraZeneca
AZN
$263B
$750K 0.02%
+7,500
New +$794K
SNAP icon
666
Snap
SNAP
$7.89B
$740K 0.02%
+14,800
New +$615K
SNDX icon
667
Syndax Pharmaceuticals
SNDX
$1.69B
$733K 0.02%
33,000
+21,886
+197% +$454K
RMBS icon
668
CALL
Rambus
RMBS
$9.87B
$732K 0.02%
42,000
– –
SSP icon
669
CALL
E.W. Scripps
SSP
$257M
$726K 0.02%
+47,500
New +$584K
SSP icon
670
PUT
E.W. Scripps
SSP
$257M
$726K 0.02%
+47,500
New +$584K
CMPS
671
PUT
Compass Pathways
CMPS
$1.53B
$724K 0.02%
+15,200
New +$648K
LILAK icon
672
Liberty Latin America Class C
LILAK
$1.63B
$722K 0.02%
71,500
+37,800
+112% +$373K
CC icon
673
CALL
Chemours
CC
$2.5B
$716K 0.02%
+28,900
New +$688K
CSIQ icon
674
Canadian Solar
CSIQ
$1.02B
$716K 0.02%
14,000
-11,000
-44% -$451K
EIGI
675
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$702K 0.02%
+74,263
New +$614K
25 26
27
28 29

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
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BBA
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Macquarie Group
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FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.