Caption Management’s Rambus RMBS Stock Holding History

Caption Management’s Portfolio RMBS Stock Details RMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-28,000	Closed	-$1.56M	–	1616
2023 Q3	$1.56M	Sell	28,000 -94,000	-77%	-$5.33M	0.02%	643
2023 Q2	$7.83M	Buy	+122,000	New	+$6.72M	0.14%	182
2022 Q1	–	Sell	-42,000	Closed	-$1.23M	–	1877
2021 Q4	$1.23M	Hold	42,000	–	–	0.01%	966
2021 Q3	$932K	Hold	42,000	–	–	0.01%	1040
2021 Q2	$995K	Hold	42,000	–	–	0.01%	895
2021 Q1	$817K	Hold	42,000	–	–	0.02%	722
2020 Q4	$732K	Hold	42,000	–	–	0.02%	668
2020 Q3	$575K	Buy	+42,000	New	+$597K	0.01%	744

Other funds holding RMBS

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Lord, Abbett & Co

Lord, Abbett & Co Jersey City, New Jersey $30.6B AUM 57.44% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Neuberger Berman Group

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

Bank of New York Mellon

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Hood River Capital Management Palm Beach Gardens, Florida $9.98B AUM 145.42% 1-Year Est. Return