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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$497M
Cap. Flow %
5.68%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.89%
2 Healthcare 3.78%
3 Consumer Discretionary 2.54%
4 Materials 2.05%
5 Technology 1.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASND icon
601
PUT
Ascendis Pharma A/S
ASND
$16.3B
$3.19M 0.04%
20,000
-150,300
-88% -$20.6M
FITB
602
CALL
Fifth Third Bancorp
FITB
$47.5B
$3.18M 0.04%
+75,000
New +$2.87M
XPO icon
603
CALL
XPO
XPO
$20.4B
$3.18M 0.04%
67,320
-70,021
-51% -$3.51M
LOB icon
604
CALL
Live Oak Bancshares
LOB
$1.77B
$3.18M 0.04%
50,000
+25,000
+100% +$1.48M
AEM icon
605
PUT
Agnico Eagle Mines
AEM
$99B
$3.11M 0.04%
+60,000
New +$3.49M
PD icon
606
CALL
PagerDuty
PD
$1.14B
$3.11M 0.04%
+75,000
New +$3.18M
BPMC
607
PUT
DELISTED
Blueprint Medicines
BPMC
$3.08M 0.04%
+30,000
New +$2.79M
TRIL
608
CALL
DELISTED
Trillium Therapeutics Inc.
TRIL
$3.08M 0.04%
+175,600
New +$2.05M
OCFT
609
PUT
DELISTED
OneConnect Financial Technology
OCFT
$3.08M 0.04%
+75,000
New +$4.75M
ACIW icon
610
ACI Worldwide
ACIW
$5.21B
$3.07M 0.04%
+100,000
New +$3.32M
BNY
611
PUT
Bank of New York Mellon
BNY
$104B
$3.06M 0.04%
59,000
– –
PLAN
612
PUT
DELISTED
Anaplan, Inc.
PLAN
$3.04M 0.03%
+50,000
New +$2.98M
ESRT icon
613
Empire State Realty Trust
ESRT
$708M
$3.02M 0.03%
+301,250
New +$3.25M
RBLX icon
614
PUT
Roblox
RBLX
$33.9B
$3.02M 0.03%
40,000
– –
EVBG
615
PUT
DELISTED
Everbridge, Inc. Common Stock
EVBG
$3.02M 0.03%
+20,000
New +$2.96M
ET icon
616
Energy Transfer Partners
ET
$72.7B
$3.02M 0.03%
+315,000
New +$3.02M
MT icon
617
PUT
ArcelorMittal
MT
$55.1B
$3.02M 0.03%
+100,000
New +$3.27M
CCOI icon
618
CALL
Cogent Communications
CCOI
$444M
$3.01M 0.03%
+42,500
New +$3.16M
ALKS icon
619
CALL
Alkermes
ALKS
$7.73B
$3M 0.03%
97,200
-410,000
-81% -$11.6M
DAL icon
620
PUT
Delta Air Lines
DAL
$51.2B
$2.98M 0.03%
+70,000
New +$2.86M
AMED
621
PUT
DELISTED
Amedisys
AMED
$2.98M 0.03%
20,000
– –
IOVA icon
622
PUT
Iovance Biotherapeutics
IOVA
$4.47B
$2.96M 0.03%
+120,000
New +$2.83M
PACW
623
CALL
DELISTED
PacWest Bancorp
PACW
$2.95M 0.03%
65,000
+25,000
+63% +$1.04M
SYY icon
624
CALL
Sysco
SYY
$37.7B
$2.94M 0.03%
+37,500
New +$2.86M
CANO
625
CALL
DELISTED
Cano Health, Inc.
CANO
$2.94M 0.03%
+2,320
New +$2.81M
23 24
25
26 27

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BPA
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Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $497M of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 86% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.