Caption Management’s Live Oak Bancshares LOB Stock Holding History

Caption Management’s Portfolio LOB Stock Details LOB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-50,000	Closed	-$1.51M	–	1338
2022 Q4	$1.51M	Sell	50,000 -50,000	-50%	-$1.6M	0.02%	633
2022 Q3	$3.06M	Buy	+100,000	New	+$3.59M	0.04%	500
2022 Q1	–	Sell	-25,000	Closed	-$2.18M	–	1731
2021 Q4	$2.18M	Sell	25,000 -25,000	-50%	-$2.08M	0.02%	756
2021 Q3	$3.18M	Buy	50,000 +25,000	+100%	+$1.48M	0.04%	604
2021 Q2	$1.48M	Buy	+25,000	New	+$1.57M	0.02%	786

Other funds holding LOB

T. Rowe Price Investment Management

T. Rowe Price Investment Management Baltimore, Maryland $145B AUM 22.78% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Diamond Hill Capital Management

Diamond Hill Capital Management Columbus, Ohio $16B AUM 4.15% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Southernsun Asset Management Memphis, Tennessee $690M AUM 30.68% 1-Year Est. Return

Federated Hermes

Federated Hermes Pittsburgh, Pennsylvania $61.5B AUM 30.7% 1-Year Est. Return

Barrow, Hanley, Mewhinney & Strauss

Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $30.5B AUM 29.95% 1-Year Est. Return