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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$87.8M
Cap. Flow %
2.95%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Miscellaneous 84.25%
2 Healthcare 6.97%
3 Technology 2.28%
4 Consumer Discretionary 2.23%
5 Financials 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXPI icon
501
CALL
NXP Semiconductors
NXPI
$57.4B
$1.02M 0.03%
+8,000
New +$929K
HTT
502
PUT
High Templar Tech Ltd
HTT
$385M
$1.01M 0.03%
+215,500
New +$1.27M
SMSI icon
503
CALL
Smith Micro Software
SMSI
$16M
$1.01M 0.03%
+6,365
New +$1.26M
FMC icon
504
CALL
FMC
FMC
$1.24B
$998K 0.03%
+10,000
New +$930K
JE
505
CALL
DELISTED
Just Energy Group Inc
JE
$988K 0.03%
+17,830
New +$1.28M
ANAB icon
506
AnaptysBio
ANAB
$1.65B
$976K 0.03%
60,023
+14,023
+30% +$332K
RLMD icon
507
CALL
Relmada Therapeutics
RLMD
$445M
$975K 0.03%
+25,000
New +$760K
UNVR
508
CALL
DELISTED
Univar Solutions Inc.
UNVR
$970K 0.03%
40,000
+10,000
+33% +$226K
GPRO icon
509
PUT
GoPro
GPRO
$272M
$955K 0.03%
220,000
– –
ALLK
510
PUT
DELISTED
Allakos
ALLK
$954K 0.03%
+10,000
New +$879K
WLL
511
CALL
DELISTED
Whiting Petroleum Corporation
WLL
$954K 0.03%
1,733
– –
HALO icon
512
Halozyme
HALO
$12.7B
$949K 0.03%
53,500
+15,300
+40% +$265K
PINC
513
CALL
DELISTED
Premier
PINC
$947K 0.03%
+25,000
New +$880K
PINC
514
PUT
DELISTED
Premier
PINC
$947K 0.03%
25,000
+23,600
+1,686% +$831K
VSLR
515
CALL
DELISTED
VIVINT SOLAR, INC.
VSLR
$945K 0.03%
130,000
– –
AGO icon
516
PUT
Assured Guaranty
AGO
$3.09B
$936K 0.03%
+19,100
New +$913K
VAL
517
DELISTED
Valaris plc Class A Ordinary Share
VAL
$928K 0.03%
+141,367
New +$689K
DDS icon
518
Dillards
DDS
$9.81B
$926K 0.03%
12,600
-1,665
-12% -$118K
PH icon
519
Parker-Hannifin
PH
$117B
$926K 0.03%
+4,500
New +$872K
ZNGA
520
PUT
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$919K 0.03%
+150,000
New +$928K
QADA
521
CALL
DELISTED
QAD Inc.
QADA
$916K 0.03%
+18,000
New +$861K
AKCA
522
CALL
DELISTED
Akcea Therapeutics Inc
AKCA
$915K 0.03%
+54,000
New +$1M
AKCA
523
PUT
DELISTED
Akcea Therapeutics Inc
AKCA
$915K 0.03%
+54,000
New +$1M
TVRD
524
Tvardi Therapeutics
TVRD
$21.7M
$909K 0.03%
+1,567
New +$1.1M
ACAD icon
525
Acadia Pharmaceuticals
ACAD
$4.73B
$885K 0.03%
20,700
-4,300
-17% -$187K
19 20
21
22 23

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Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2019 filing shows 423 new, 157 increased, 131 reduced and 302 closed positions. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M. The largest sale was PayPal, an estimated $22.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 84% of assets, up from 84% a quarter earlier, followed by Healthcare and Technology.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.