CM

Caption Management Portfolio holdings

AUM $1.09B
1-Year Est. Return 4.13%
This Quarter Est. Return
1 Year Est. Return
+4.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$567M
AUM Growth
+$100M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
868
New
Increased
Reduced
Closed

Top Buys

1
+$14.3M
2
+$13.3M
3
+$13M
4
ATVI
Activision Blizzard
ATVI
+$11.8M
5
OPCH icon
Option Care Health
OPCH
+$10.9M

Top Sells

1
+$16.7M
2
+$11M
3
+$10.5M
4
UBS icon
UBS Group
UBS
+$10.2M
5
CBL
CBL Properties
CBL
+$8.59M

Sector Composition

1 Healthcare 25.5%
2 Technology 18.79%
3 Consumer Discretionary 8.99%
4 Communication Services 8.65%
5 Industrials 7.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
476
– –
-13,110
477
– –
-55,500
478
– –
0
479
– –
-18,024
480
– –
0
481
– –
0
482
– –
-16,800
483
– –
0
484
– –
0
485
– –
0
486
– –
0
487
– –
0
488
– –
0
489
– –
0
490
– –
-242,200
491
– –
-70,000
492
– –
0
493
– –
0
494
– –
0
495
– –
0
496
– –
0
497
– –
-20,000
498
– –
0
499
– –
0
500
– –
0
18 19
20
21 22