Caprock Group’s iShares Preferred and Income Securities ETF PFF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-9,843	Closed	-$381K	–	457
2017 Q1	$381K	Sell	9,843 -2,485	-20%	-$95K	0.09%	202
2016 Q4	$459K	Sell	12,328 -21,658	-64%	-$823K	0.12%	161
2016 Q3	$1.34M	Buy	33,986 +7,783	+30%	+$311K	0.3%	81
2016 Q2	$1.04M	Buy	26,203 +7,643	+41%	+$300K	0.25%	96
2016 Q1	$724K	Buy	18,560 +11,582	+166%	+$443K	0.17%	125
2015 Q4	$271K	Buy	6,978 +1,169	+20%	+$45.5K	0.16%	65
2015 Q3	$224K	Buy	5,809 +76	+1%	+$2.97K	0.16%	70
2015 Q2	$225K	Sell	5,733 -3,655	-39%	-$145K	0.21%	68
2015 Q1	$377K	Buy	9,388 +1,364	+17%	+$54.4K	0.39%	50
2014 Q4	$316K	Buy	+8,024	New	+$317K	0.34%	63