Capital One Financial’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

Capital One Financial’s Portfolio FTSM Stock Details FTSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-4,484	Closed	-$269K	–	195
2021 Q1	$269K	Hold	4,484	–	–	0.03%	155
2020 Q4	$269K	Sell	4,484 -52,850	-92%	-$3.17M	0.04%	158
2020 Q3	$3.44M	Sell	57,334 -16,533	-22%	-$993K	0.43%	37
2020 Q2	$4.43M	Sell	73,867 -20,650	-22%	-$1.23M	0.6%	36
2020 Q1	$5.58M	Buy	+94,517	New	+$5.66M	0.9%	27

Other funds holding FTSM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Capital One Financial's FTSM Position: Q2 2021 in Review

Capital One Financial sold out of First Trust Enhanced Short Maturity ETF (FTSM) in Q2 2021, closing a stake of 4,484 shares — an estimated $269K sold.

Capital One Financial first reported a position in FTSM in Q1 2020 and held it in 5 quarters. The position peaked at $5.58M in Q1 2020. 264 funds tracked by Wall St. Rank hold FTSM as of Q2 2021.

Capital One Financial reported no remaining First Trust Enhanced Short Maturity ETF position as of Q2 2021 after selling out during the quarter.
Capital One Financial sold 4,484 First Trust Enhanced Short Maturity ETF shares in Q2 2021, an estimated $269K.
Capital One Financial first reported a position in First Trust Enhanced Short Maturity ETF in Q1 2020 and held it in 5 quarters.
Capital One Financial's First Trust Enhanced Short Maturity ETF position peaked at $5.58M in Q1 2020.
264 funds tracked by Wall St. Rank held First Trust Enhanced Short Maturity ETF as of Q2 2021.

Based on Capital One Financial's 13F filing for Q2 2021, filed 16 Aug 2021.