Capital Fund Management (CFM)’s Preferred Bank PFBC Stock Holding History

Capital Fund Management (CFM)’s Portfolio PFBC Stock Details PFBC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-4,000	Closed	-$246K	–	2189
2018 Q2	$246K	Buy	+4,000	New	+$258K	﹤0.01%	1855
2018 Q1	–	Sell	-4,100	Closed	-$241K	–	2098
2017 Q4	$241K	Buy	+4,100	New	+$249K	﹤0.01%	1687
2017 Q3	–	Sell	-5,300	Closed	-$283K	–	1690
2017 Q2	$283K	Buy	+5,300	New	+$273K	﹤0.01%	1285

Other funds holding PFBC

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

SCA

Stieven Capital Advisors St. Louis, Missouri $468M AUM 15.94% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Capital Fund Management (CFM)'s PFBC Position: Q3 2018 in Review

Capital Fund Management (CFM) sold out of Preferred Bank (PFBC) in Q3 2018, closing a stake of 4,000 shares — an estimated $246K sold.

Capital Fund Management (CFM) first reported a position in PFBC in Q2 2017 and held it in 3 quarters. The position peaked at $283K in Q2 2017. 144 funds tracked by Wall St. Rank hold PFBC as of Q3 2018.

Capital Fund Management (CFM) reported no remaining Preferred Bank position as of Q3 2018 after selling out during the quarter.
Capital Fund Management (CFM) sold 4,000 Preferred Bank shares in Q3 2018, an estimated $246K.
Capital Fund Management (CFM) first reported a position in Preferred Bank in Q2 2017 and held it in 3 quarters.
Capital Fund Management (CFM)'s Preferred Bank position peaked at $283K in Q2 2017.
144 funds tracked by Wall St. Rank held Preferred Bank as of Q3 2018.

Based on Capital Fund Management (CFM)'s 13F filing for Q3 2018, filed 14 Nov 2018.