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Cape Investment Advisory’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

Cape Investment Advisory’s Portfolio FTSM Stock Details FTSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q4 		– Sell
-533
Closed -$31.7K – 1163
2023
Q3 		$31.7K Hold
533
– – 0.02% 371
2023
Q2 		$31.7K Hold
533
– – 0.02% 364
2023
Q1 		$31.7K Buy
+533
New +$31.7K 0.02% 343

Other funds holding FTSM

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Cape Investment Advisory's FTSM Position: Q4 2023 in Review

Cape Investment Advisory sold out of First Trust Enhanced Short Maturity ETF (FTSM) in Q4 2023, closing a stake of 533 shares — an estimated $31.7K sold.

Cape Investment Advisory first reported a position in FTSM in Q1 2023 and held it in 3 quarters. The position peaked at $31.7K in Q1 2023. 418 funds tracked by Wall St. Rank hold FTSM as of Q4 2023.

  • Cape Investment Advisory reported no remaining First Trust Enhanced Short Maturity ETF position as of Q4 2023 after selling out during the quarter.
  • Cape Investment Advisory sold 533 First Trust Enhanced Short Maturity ETF shares in Q4 2023, an estimated $31.7K.
  • Cape Investment Advisory first reported a position in First Trust Enhanced Short Maturity ETF in Q1 2023 and held it in 3 quarters.
  • Cape Investment Advisory's First Trust Enhanced Short Maturity ETF position peaked at $31.7K in Q1 2023.
  • 418 funds tracked by Wall St. Rank held First Trust Enhanced Short Maturity ETF as of Q4 2023.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.