Cape Investment Advisory’s First Trust Alternative Absolute Return Strategy ETF FAAR Stock Holding History

Cape Investment Advisory’s Portfolio FAAR Stock Details FAAR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-147	Closed	-$4.22K	–	1147
2023 Q3	$4.22K	Hold	147	–	–	﹤0.01%	696
2023 Q2	$4.14K	Hold	147	–	–	﹤0.01%	681
2023 Q1	$4.37K	Buy	+147	New	+$4.41K	﹤0.01%	700

Other funds holding FAAR

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

AAS

Avantax Advisory Services Dallas, Texas $18.2B AUM 15.06% 1-Year Est. Return

Cape Investment Advisory's FAAR Position: Q4 2023 in Review

Cape Investment Advisory sold out of First Trust Alternative Absolute Return Strategy ETF (FAAR) in Q4 2023, closing a stake of 147 shares — an estimated $4.22K sold.

Cape Investment Advisory first reported a position in FAAR in Q1 2023 and held it in 3 quarters. The position peaked at $4.37K in Q1 2023. 86 funds tracked by Wall St. Rank hold FAAR as of Q4 2023.

Cape Investment Advisory reported no remaining First Trust Alternative Absolute Return Strategy ETF position as of Q4 2023 after selling out during the quarter.
Cape Investment Advisory sold 147 First Trust Alternative Absolute Return Strategy ETF shares in Q4 2023, an estimated $4.22K.
Cape Investment Advisory first reported a position in First Trust Alternative Absolute Return Strategy ETF in Q1 2023 and held it in 3 quarters.
Cape Investment Advisory's First Trust Alternative Absolute Return Strategy ETF position peaked at $4.37K in Q1 2023.
86 funds tracked by Wall St. Rank held First Trust Alternative Absolute Return Strategy ETF as of Q4 2023.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.