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Calton & Associates Portfolio holdings

AUM $696M
1-Year Est. Return 18.3%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+18.3%
3 Year Est. Return
+55.27%
5 Year Est. Return
+61.88%
10 Year Est. Return
–
AUM
$457M
AUM Growth
-$69.5M
Cap. Flow
-$64.4M
Cap. Flow %
-14.09%
Top 10 Hldgs %
23.09%
Holding
445
New
39
Increased
154
Reduced
183
Closed
50

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.7M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$4.88M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.99M
5
LEMB icon
iShares JPMorgan EM Local Currency Bond ETF
LEMB
+$2.82M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$14M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$11.2M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$9.37M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.62M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$7.4M

Sector Composition

Rank Sector Weight
1 Technology 7.76%
2 Healthcare 3.99%
3 Financials 3.36%
4 Consumer Discretionary 2.7%
5 Industrials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSB icon
1
iShares Core Universal USD Bond ETF
IUSB
$43B
$19.8M 4.33%
371,760
-174,475
-32% -$9.37M
ITOT icon
2
iShares Core S&P Total US Stock Market ETF
ITOT
$93.5B
$19.7M 4.32%
200,398
-137,975
-41% -$14M
AAPL icon
3
Apple
AAPL
$4.95T
$13.5M 2.95%
95,166
+409
+0.4% +$60.2K
QQQ icon
4
Invesco QQQ Trust
QQQ
$449B
$11.7M 2.57%
32,811
+256
+0.8% +$94.3K
IVV icon
5
iShares Core S&P 500 ETF
IVV
$869B
$8.81M 1.93%
20,449
-17,193
-46% -$7.62M
DGRO icon
6
iShares Core Dividend Growth ETF
DGRO
$42.8B
$7.24M 1.58%
144,074
+110,085
+324% +$5.7M
IEMG icon
7
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$6.77M 1.48%
109,608
-67,511
-38% -$4.3M
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$6.43M 1.41%
14,983
-407
-3% -$180K
MSFT icon
9
Microsoft
MSFT
$2.89T
$5.83M 1.28%
20,681
-1,700
-8% -$495K
SCHX icon
10
Schwab US Large- Cap ETF
SCHX
$71.1B
$5.71M 1.25%
329,232
+8,322
+3% +$148K
TIP icon
11
iShares TIPS Bond ETF
TIP
$14.5B
$5.29M 1.16%
41,432
+11,965
+41% +$1.54M
VFH icon
12
Vanguard Financials ETF
VFH
$13.5B
$5.26M 1.15%
56,798
+1,022
+2% +$94.3K
FVD icon
13
First Trust Value Line Dividend Fund
FVD
$8.32B
$5.19M 1.14%
132,466
+6,391
+5% +$259K
IBDM
14
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$4.88M 1.07%
+197,210
New +$4.88M
USMV icon
15
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$4.47M 0.98%
60,859
-1,056
-2% -$80.4K
AOR icon
16
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.64B
$4.3M 0.94%
77,514
+15,281
+25% +$862K
SRLN icon
17
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$4.28M 0.94%
93,102
+8,705
+10% +$400K
XLV icon
18
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$4.25M 0.93%
33,403
-1,752
-5% -$232K
AGG icon
19
iShares Core US Aggregate Bond ETF
AGG
$138B
$4.22M 0.92%
36,732
-16,090
-30% -$1.87M
IWF icon
20
iShares Russell 1000 Growth ETF
IWF
$120B
$3.91M 0.86%
57,076
-158,236
-73% -$11.2M
EFG icon
21
iShares MSCI EAFE Growth ETF
EFG
$16.4B
$3.87M 0.85%
+36,309
New +$4M
VOOG icon
22
Vanguard S&P 500 Growth ETF
VOOG
$25.3B
$3.8M 0.83%
85,440
+3,168
+4% +$145K
FLRN icon
23
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$3.75M 0.82%
122,317
+1,887
+2% +$57.8K
VDC icon
24
Vanguard Consumer Staples ETF
VDC
$7.98B
$3.62M 0.79%
20,224
+1,568
+8% +$290K
FLOT icon
25
iShares Floating Rate Bond ETF
FLOT
$10.2B
$3.46M 0.76%
68,099
+5,907
+9% +$300K
1
2 3 4 5

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Calton & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Calton & Associates held 445 positions worth $457M, down 13% from $526M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Calton & Associates withdrew a net $64.4M in Q3 2021, closing 50 positions and reducing 183 holdings. Its most notable exit was Invesco S&P MidCap Low Volatility ETF, an estimated $2.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Calton & Associates opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $4.88M.

  • Calton & Associates's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Corporate ETF: 197,210 shares worth $4.88M.
  • Calton & Associates added most to iShares Core Dividend Growth ETF in Q3 2021, an estimated $5.7M increase.
  • Calton & Associates's biggest Q3 2021 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $14M.
  • Calton & Associates fully exited Invesco S&P MidCap Low Volatility ETF in Q3 2021, selling an estimated $2.63M.
  • Calton & Associates's ten largest holdings make up 23% of its $457M portfolio in Q3 2021.
  • Calton & Associates opened 39 new positions and closed 50 in Q3 2021.
  • Calton & Associates's portfolio value fell 13% quarter-over-quarter to $457M.

Based on Calton & Associates's 13F filing for Q3 2021, filed 5 Nov 2021.