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Calton & Associates Portfolio holdings

AUM $696M
1-Year Est. Return 18.3%
This Fund
S&P 500
This Quarter Est. Return
+1.01%
1 Year Est. Return
+18.3%
3 Year Est. Return
+55.27%
5 Year Est. Return
+61.88%
10 Year Est. Return
–
AUM
$450M
AUM Growth
+$96M
Cap. Flow
+$93.7M
Cap. Flow %
20.8%
Top 10 Hldgs %
39.64%
Holding
361
New
78
Increased
183
Reduced
74
Closed
17

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.96M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.44M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$4.05M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$3.41M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.95M

Top Sells

Rank Stock Value
1
GRMN
Garmin
GRMN
+$537K
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$389K
3
ORLY icon
O'Reilly Automotive
ORLY
+$362K
4
XOM icon
ExxonMobil
XOM
+$361K
5
CSCO icon
Cisco
CSCO
+$304K

Sector Composition

Rank Sector Weight
1 Technology 4.62%
2 Healthcare 4.01%
3 Financials 3.58%
4 Communication Services 2.27%
5 Industrials 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
1
iShares Russell 1000 Growth ETF
IWF
$120B
$30.6M 6.81%
767,776
+51,920
+7% +$2.08M
IWD icon
2
iShares Russell 1000 Value ETF
IWD
$81.5B
$29.6M 6.58%
231,032
+17,857
+8% +$2.27M
EFA icon
3
iShares MSCI EAFE ETF
EFA
$76.8B
$24.9M 5.52%
381,194
+22,386
+6% +$1.44M
IJH icon
4
iShares Core S&P Mid-Cap ETF
IJH
$123B
$19.1M 4.23%
493,125
+45,300
+10% +$1.74M
IWM icon
5
iShares Russell 2000 ETF
IWM
$80.3B
$14.3M 3.17%
94,282
+6,231
+7% +$951K
USMV icon
6
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$13.8M 3.06%
214,646
+141,488
+193% +$8.96M
AGG icon
7
iShares Core US Aggregate Bond ETF
AGG
$138B
$12.7M 2.83%
112,426
+39,453
+54% +$4.44M
SHV icon
8
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$12.3M 2.72%
110,876
+12,552
+13% +$1.39M
SPY icon
9
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$12.2M 2.7%
41,027
+4,053
+11% +$1.2M
QQQ icon
10
Invesco QQQ Trust
QQQ
$449B
$9.08M 2.02%
48,094
+21,353
+80% +$4.05M
AAPL icon
11
Apple
AAPL
$4.95T
$7.16M 1.59%
127,920
+17,248
+16% +$902K
IVV icon
12
iShares Core S&P 500 ETF
IVV
$869B
$6.95M 1.54%
23,268
+6,606
+40% +$1.96M
IEI icon
13
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$6.49M 1.44%
51,190
+1,874
+4% +$237K
SRLN icon
14
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$5.76M 1.28%
124,465
+6,790
+6% +$313K
MDY icon
15
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$4.75M 1.05%
13,471
+448
+3% +$157K
VFH icon
16
Vanguard Financials ETF
VFH
$13.5B
$4.29M 0.95%
61,315
+2,910
+5% +$201K
NHC icon
17
National Healthcare
NHC
$3.53B
$3.79M 0.84%
46,305
-840
-2% -$69.5K
MSFT icon
18
Microsoft
MSFT
$2.89T
$3.77M 0.84%
27,154
+3,463
+15% +$476K
BND icon
19
Vanguard Total Bond Market
BND
$158B
$3.65M 0.81%
43,240
+15,739
+57% +$1.32M
FVD icon
20
First Trust Value Line Dividend Fund
FVD
$8.32B
$3.49M 0.78%
+100,066
New +$3.41M
BOND icon
21
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$3.4M 0.75%
31,198
+27,290
+698% +$2.95M
PFF icon
22
iShares Preferred and Income Securities ETF
PFF
$13.2B
$3.37M 0.75%
89,744
+7,769
+9% +$289K
T icon
23
AT&T
T
$167B
$3.14M 0.7%
109,929
+2,157
+2% +$57.1K
FLRN icon
24
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$3.04M 0.68%
98,986
+20,384
+26% +$626K
RSP icon
25
Invesco S&P 500 Equal Weight ETF
RSP
$97.1B
$2.99M 0.66%
27,696
-3,626
-12% -$389K
1
2 3 4 5

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GUB
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SCM
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MCM
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Calton & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Calton & Associates held 361 positions worth $450M, up 27% from $354M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Calton & Associates deployed $93.7M of net new capital in Q3 2019, opening 78 new positions and adding to 183 existing holdings. Its largest new stake was First Trust Value Line Dividend Fund: 100,066 shares worth $3.49M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, down from 5.3% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $389K trimmed.

  • Calton & Associates's largest Q3 2019 buy was First Trust Value Line Dividend Fund: 100,066 shares worth $3.49M.
  • Calton & Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $8.96M increase.
  • Calton & Associates's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $389K.
  • Calton & Associates fully exited Garmin in Q3 2019, selling an estimated $537K.
  • Calton & Associates's ten largest holdings make up 40% of its $450M portfolio in Q3 2019.
  • Calton & Associates opened 78 new positions and closed 17 in Q3 2019.
  • Calton & Associates's portfolio value rose 27% quarter-over-quarter to $450M.

Based on Calton & Associates's 13F filing for Q3 2019, filed 7 Nov 2019.