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Calton & Associates Portfolio holdings

AUM $696M
1-Year Est. Return 18.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+18.3%
3 Year Est. Return
+55.27%
5 Year Est. Return
+61.88%
10 Year Est. Return
–
AUM
$498M
AUM Growth
+$47.5M
Cap. Flow
+$18.2M
Cap. Flow %
3.66%
Top 10 Hldgs %
36.91%
Holding
401
New
57
Increased
179
Reduced
114
Closed
43

Top Buys

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.24M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$1.82M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.73M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$1.52M
5
VDC icon
Vanguard Consumer Staples ETF
VDC
+$1.23M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.99M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.79M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.84M
4
BND icon
Vanguard Total Bond Market
BND
+$1.42M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$775K

Sector Composition

Rank Sector Weight
1 Technology 5%
2 Healthcare 4.5%
3 Financials 3.75%
4 Communication Services 2.47%
5 Industrials 2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
1
iShares Russell 1000 Growth ETF
IWF
$120B
$33.2M 6.67%
754,764
-13,012
-2% -$543K
IWD icon
2
iShares Russell 1000 Value ETF
IWD
$81.5B
$32.1M 6.45%
235,154
+4,122
+2% +$543K
EFA icon
3
iShares MSCI EAFE ETF
EFA
$76.8B
$26.1M 5.25%
376,125
-5,069
-1% -$342K
IJH icon
4
iShares Core S&P Mid-Cap ETF
IJH
$123B
$20.2M 4.05%
490,225
-2,900
-0.6% -$115K
IWM icon
5
iShares Russell 2000 ETF
IWM
$80.3B
$15.3M 3.08%
92,605
-1,677
-2% -$265K
USMV icon
6
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$13.5M 2.72%
206,080
-8,566
-4% -$550K
SHV icon
7
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$12.1M 2.43%
109,319
-1,557
-1% -$172K
AGG icon
8
iShares Core US Aggregate Bond ETF
AGG
$138B
$10.8M 2.17%
96,110
-16,316
-15% -$1.84M
SPY icon
9
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$10.3M 2.07%
31,964
-9,063
-22% -$2.79M
QQQ icon
10
Invesco QQQ Trust
QQQ
$449B
$10.1M 2.03%
47,406
-688
-1% -$138K
AAPL icon
11
Apple
AAPL
$4.95T
$9.95M 2%
135,524
+7,604
+6% +$489K
IVV icon
12
iShares Core S&P 500 ETF
IVV
$869B
$7.94M 1.59%
24,550
+1,282
+6% +$397K
IEI icon
13
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$6.77M 1.36%
53,838
+2,648
+5% +$334K
SRLN icon
14
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$6.24M 1.25%
133,951
+9,486
+8% +$437K
VFH icon
15
Vanguard Financials ETF
VFH
$13.5B
$5.63M 1.13%
73,802
+12,487
+20% +$911K
MDY icon
16
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$4.67M 0.94%
12,435
-1,036
-8% -$374K
MSFT icon
17
Microsoft
MSFT
$2.89T
$4.45M 0.89%
28,227
+1,073
+4% +$158K
FVD icon
18
First Trust Value Line Dividend Fund
FVD
$8.32B
$4.21M 0.85%
116,836
+16,770
+17% +$591K
SCHX icon
19
Schwab US Large- Cap ETF
SCHX
$71.1B
$3.97M 0.8%
310,134
+124,080
+67% +$1.52M
NHC icon
20
National Healthcare
NHC
$3.53B
$3.91M 0.79%
45,285
-1,020
-2% -$85.2K
XLV icon
21
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$3.85M 0.77%
37,817
+23,307
+161% +$2.24M
PFF icon
22
iShares Preferred and Income Securities ETF
PFF
$13.2B
$3.74M 0.75%
99,429
+9,685
+11% +$361K
FLRN icon
23
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$3.71M 0.75%
120,895
+21,909
+22% +$673K
BOND icon
24
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$3.46M 0.7%
32,081
+883
+3% +$95.6K
T icon
25
AT&T
T
$167B
$3.29M 0.66%
111,540
+1,611
+1% +$46.5K
1
2 3 4 5

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Calton & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Calton & Associates held 401 positions worth $498M, up 11% from $450M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Calton & Associates deployed $18.2M of net new capital in Q4 2019, opening 57 new positions and adding to 179 existing holdings. Its largest new stake was Immunomedics Inc: 48,150 shares worth $1.02M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.79M trimmed.

  • Calton & Associates's largest Q4 2019 buy was Immunomedics Inc: 48,150 shares worth $1.02M.
  • Calton & Associates added most to State Street Health Care Select Sector SPDR ETF in Q4 2019, an estimated $2.24M increase.
  • Calton & Associates's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.79M.
  • Calton & Associates fully exited Invesco S&P 500 Equal Weight ETF in Q4 2019, selling an estimated $2.99M.
  • Calton & Associates's ten largest holdings make up 37% of its $498M portfolio in Q4 2019.
  • Calton & Associates opened 57 new positions and closed 43 in Q4 2019.
  • Calton & Associates's portfolio value rose 11% quarter-over-quarter to $498M.

Based on Calton & Associates's 13F filing for Q4 2019, filed 3 Feb 2020.