We are live on ! Find out more
CA

Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-1.73%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$68.4M
AUM Growth
-$146M
Cap. Flow
-$144M
Cap. Flow %
-210.99%
Top 10 Hldgs %
42.85%
Holding
263
New
51
Increased
14
Reduced
36
Closed
162

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.71M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.63M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.51M
4
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$1.5M
5
UNH icon
UnitedHealth
UNH
+$1.17M

Top Sells

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$6.74M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$5.63M
3
AAPL icon
Apple
AAPL
+$5.06M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.97M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$4.71M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Financials 6.85%
3 Energy 5.32%
4 Healthcare 4.29%
5 Consumer Discretionary 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
201
3M
MMM
$93.9B
– –
-4,504
Closed -$377K
MRK icon
202
Merck
MRK
$323B
– –
-4,840
Closed -$558K
MRVL icon
203
Marvell Technology
MRVL
$187B
– –
-3,964
Closed -$237K
MS icon
204
Morgan Stanley
MS
$338B
– –
-4,867
Closed -$416K
NEE icon
205
NextEra Energy
NEE
$177B
– –
-8,342
Closed -$619K
NI icon
206
NiSource
NI
$20B
– –
-8,177
Closed -$224K
NIO icon
207
NIO
NIO
$12.1B
– –
-16,100
Closed -$156K
NRG icon
208
NRG Energy
NRG
$25B
– –
-6,818
Closed -$255K
OLED icon
209
Universal Display
OLED
$4.16B
– –
-2,046
Closed -$295K
PDP icon
210
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
– –
-14,367
Closed -$1.16M
PEG icon
211
Public Service Enterprise Group
PEG
$37.2B
– –
-8,430
Closed -$528K
PEP icon
212
PepsiCo
PEP
$188B
– –
-2,067
Closed -$383K
PEY icon
213
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
– –
-46,713
Closed -$898K
PFE icon
214
Pfizer
PFE
$154B
– –
-14,073
Closed -$516K
PFF icon
215
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-31,998
Closed -$990K
PID icon
216
Invesco International Dividend Achievers ETF
PID
$915M
– –
-10,734
Closed -$194K
PKW icon
217
Invesco BuyBack Achievers ETF
PKW
$1.77B
– –
-7,267
Closed -$650K
PNC icon
218
PNC Financial Services
PNC
$100B
– –
-8,996
Closed -$1.13M
POWA icon
219
Invesco Bloomberg Pricing Power ETF
POWA
$183M
– –
-2,983
Closed -$207K
QCOM icon
220
Qualcomm
QCOM
$170B
– –
-2,908
Closed -$346K
RDVY icon
221
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
– –
-5,780
Closed -$272K
RJF icon
222
Raymond James Financial
RJF
$34.5B
– –
-2,715
Closed -$282K
SCHX icon
223
Schwab US Large- Cap ETF
SCHX
$74.6B
– –
-12,522
Closed -$219K
SDY icon
224
State Street SPDR S&P Dividend ETF
SDY
$22.1B
– –
-2,647
Closed -$324K
SLYV icon
225
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
– –
-36,252
Closed -$2.8M
7 8
9
10 11

Similar funds

DMC
Drexel Morgan & Co Radnor, Pennsylvania $682M AUM 21.01% 1-Year Est. Return
TWM
Tolleson Wealth Management Dallas, Texas $685M AUM 15.32% 1-Year Est. Return
NS
Night Squared New York $681M AUM 50% 1-Year Est. Return
CIA
Covington Investment Advisors Ligonier, Pennsylvania $680M AUM 28.91% 1-Year Est. Return
ECM
Estabrook Capital Management New York $685M AUM 26.64% 1-Year Est. Return
CCG
Clearlake Capital Group Santa Monica, California $680M AUM 30.34% 1-Year Est. Return
AP
Advisors Preferred Rockville, Maryland $679M AUM 22.19% 1-Year Est. Return
MCO
MAK Capital One New York $679M AUM 29.02% 1-Year Est. Return

Calton & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Calton & Associates held 263 positions worth $68.4M, down 68% from $214M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Calton & Associates withdrew a net $144M in Q3 2023, closing 162 positions and reducing 36 holdings. Its most notable exit was Vanguard Financials ETF, an estimated $6.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 7.6% a quarter earlier, followed by Financials and Energy.

Against the trend, Calton & Associates opened a new position in JPMorgan Equity Premium Income ETF worth $1.66M.

  • Calton & Associates's largest Q3 2023 buy was JPMorgan Equity Premium Income ETF: 30,990 shares worth $1.66M.
  • Calton & Associates added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2023, an estimated $1.63M increase.
  • Calton & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $5.63M.
  • Calton & Associates fully exited Vanguard Financials ETF in Q3 2023, selling an estimated $6.74M.
  • Calton & Associates's ten largest holdings make up 43% of its $68.4M portfolio in Q3 2023.
  • Calton & Associates opened 51 new positions and closed 162 in Q3 2023.
  • Calton & Associates's portfolio value fell 68% quarter-over-quarter to $68.4M.

Based on Calton & Associates's 13F filing for Q3 2023, filed 1 Nov 2023.