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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-4.52%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$175M
AUM Growth
-$5.3M
Cap. Flow
+$3.97M
Cap. Flow %
2.27%
Top 10 Hldgs %
28.49%
Holding
254
New
17
Increased
77
Reduced
108
Closed
41

Top Buys

Rank Stock Value
1
GDMA icon
Gadsden Dynamic Multi-Asset ETF
GDMA
+$5.4M
2
VPU
Vanguard Utilities ETF
VPU
+$3M
3
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$1.83M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$1.63M
5
VOOV icon
Vanguard S&P 500 Value ETF
VOOV
+$1.53M

Top Sells

Rank Stock Value
1
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$3.52M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$2.75M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$1.91M
4
PSL icon
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
+$1.42M
5
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$794K

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 3.66%
3 Utilities 2.92%
4 Healthcare 2.89%
5 Consumer Discretionary 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVK
201
Advent Convertible and Income Fund
AVK
$567M
$113K 0.06%
10,952
+227
+2% +$2.89K
OCSL icon
202
Oaktree Specialty Lending
OCSL
$1.12B
$100K 0.06%
5,602
-6,182
-52% -$126K
MRCC
203
DELISTED
Monroe Capital Corp
MRCC
$85K 0.05%
11,859
+321
+3% +$2.81K
KMDA icon
204
Kamada
KMDA
$410M
$79K 0.05%
17,639
+949
+6% +$4.62K
ADPT icon
205
Adaptive Biotechnologies
ADPT
$3.99B
$74K 0.04%
10,422
-271
-3% -$2.55K
SOFI icon
206
SoFi Technologies
SOFI
$23.5B
$73K 0.04%
+15,000
New +$94.9K
CVM icon
207
CEL-SCI Corp
CVM
$25.7M
$51K 0.03%
553
– –
OPRA
208
Opera Ltd
OPRA
$1.78B
$48K 0.03%
+11,075
New +$53.2K
OMER icon
209
Omeros
OMER
$976M
$46K 0.03%
14,741
-354
-2% -$1.64K
CARV
210
DELISTED
Carver Bancorp
CARV
$40K 0.02%
10,200
– –
APPH
211
DELISTED
AppHarvest, Inc. Common Stock
APPH
$33K 0.02%
+16,895
New +$54.7K
WTER
212
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$10K 0.01%
2,130
+185
+10% +$1.31K
RKDA icon
213
Arcadia Biosciences
RKDA
$1.4M
$6K ﹤0.01%
325
– –
ADP icon
214
Automatic Data Processing
ADP
$108B
– –
-1,186
Closed -$249K
AOR icon
215
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.73B
– –
-73,342
Closed -$3.52M
BA icon
216
Boeing
BA
$186B
– –
-2,552
Closed -$349K
BSCP
217
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
– –
-9,936
Closed -$203K
BSCT icon
218
Invesco BulletShares 2029 Corporate Bond ETF
BSCT
$2.93B
– –
-11,009
Closed -$199K
BSCU icon
219
Invesco BulletShares 2030 Corporate Bond ETF
BSCU
$2.69B
– –
-12,119
Closed -$199K
BSCV icon
220
Invesco BulletShares 2031 Corporate Bond ETF
BSCV
$1.77B
– –
-12,134
Closed -$198K
CMCSA icon
221
Comcast
CMCSA
$89.7B
– –
-5,977
Closed -$234K
CMF icon
222
iShares California Muni Bond ETF
CMF
$4.62B
– –
-3,549
Closed -$200K
CRM icon
223
Salesforce
CRM
$162B
– –
-1,725
Closed -$284K
CSCO icon
224
Cisco
CSCO
$477B
– –
-7,129
Closed -$304K
DG icon
225
Dollar General
DG
$27B
– –
-850
Closed -$208K
7 8
9
10 11

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ECM
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CCG
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MCO
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Calton & Associates's Q3 2022 Portfolio in Review

As of Q3 2022, Calton & Associates held 254 positions worth $175M, down 2.9% from $180M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Calton & Associates's Q3 2022 filing shows 17 new, 77 increased, 108 reduced and 41 closed positions. Its largest new stake was Gadsden Dynamic Multi-Asset ETF: 171,573 shares worth $5.56M. The largest sale was iShares Core 60/40 Balanced Allocation ETF, an estimated $3.52M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 9.2% a quarter earlier, followed by Financials and Utilities.

  • Calton & Associates's largest Q3 2022 buy was Gadsden Dynamic Multi-Asset ETF: 171,573 shares worth $5.56M.
  • Calton & Associates added most to Vanguard Utilities ETF in Q3 2022, an estimated $3M increase.
  • Calton & Associates's biggest Q3 2022 reduction was Vanguard S&P 500 Growth ETF, cutting an estimated $2.75M.
  • Calton & Associates fully exited iShares Core 60/40 Balanced Allocation ETF in Q3 2022, selling an estimated $3.52M.
  • Calton & Associates's ten largest holdings make up 28% of its $175M portfolio in Q3 2022.
  • Calton & Associates opened 17 new positions and closed 41 in Q3 2022.
  • Calton & Associates's portfolio value fell 2.9% quarter-over-quarter to $175M.

Based on Calton & Associates's 13F filing for Q3 2022, filed 31 Oct 2022.