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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
+8.11%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$375M
AUM Growth
-$82M
Cap. Flow
-$110M
Cap. Flow %
-29.45%
Top 10 Hldgs %
22.11%
Holding
418
New
23
Increased
131
Reduced
197
Closed
53

Top Buys

Rank Stock Value
1
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$2.75M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.16M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.02M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.39M
5
LQDI icon
iShares Inflation Hedged Corporate Bond ETF
LQDI
+$1.24M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17.9M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$16.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.26M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$5.57M
5
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$4.88M

Sector Composition

Rank Sector Weight
1 Technology 10.12%
2 Financials 3.31%
3 Consumer Discretionary 3.24%
4 Healthcare 3.2%
5 Industrials 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSY icon
201
Invesco Ultra Short Duration ETF
GSY
$3.87B
$424K 0.11%
8,445
-209
-2% -$10.5K
KO icon
202
Coca-Cola
KO
$374B
$423K 0.11%
7,147
-1,410
-16% -$78.5K
SCHA icon
203
Schwab U.S Small- Cap ETF
SCHA
$23B
$422K 0.11%
16,520
– –
ARKK icon
204
ARK Innovation ETF
ARKK
$6.37B
$421K 0.11%
4,460
-990
-18% -$108K
UNP icon
205
Union Pacific
UNP
$174B
$419K 0.11%
1,665
-116
-7% -$27.5K
BAC icon
206
Bank of America
BAC
$447B
$400K 0.11%
8,992
-4,909
-35% -$224K
BSJM
207
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$400K 0.11%
17,248
– –
NXRT
208
NexPoint Residential Trust
NXRT
$641M
$395K 0.11%
4,712
+51
+1% +$3.77K
VTEB icon
209
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$393K 0.1%
7,160
+53
+0.7% +$2.9K
HYD icon
210
VanEck High Yield Muni ETF
HYD
$4.4B
$392K 0.1%
6,283
+175
+3% +$10.9K
FDG icon
211
American Century Focused Dynamic Growth ETF
FDG
$429M
$391K 0.1%
4,850
-204
-4% -$17.2K
DXJ icon
212
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
$388K 0.1%
6,211
+33
+0.5% +$2.07K
CMI icon
213
Cummins
CMI
$87.4B
$387K 0.1%
1,777
-74
-4% -$16.9K
ORCL icon
214
Oracle
ORCL
$435B
$386K 0.1%
4,429
-760
-15% -$71.4K
SYK icon
215
Stryker
SYK
$133B
$386K 0.1%
1,444
-214
-13% -$56.2K
HZNP
216
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$384K 0.1%
3,572
-72
-2% -$7.85K
FNK icon
217
First Trust Mid Cap Value AlphaDEX Fund
FNK
$231M
$379K 0.1%
8,046
+262
+3% +$12.2K
F icon
218
Ford
F
$55.8B
$371K 0.1%
17,904
-485
-3% -$8.93K
VBR icon
219
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$371K 0.1%
2,076
-891
-30% -$158K
FSK icon
220
FS KKR Capital
FSK
$3.37B
$368K 0.1%
17,580
-1,553
-8% -$33.6K
LUV icon
221
Southwest Airlines
LUV
$22B
$365K 0.1%
8,535
+136
+2% +$6.38K
SPLV icon
222
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$363K 0.1%
5,290
-1,727
-25% -$111K
BSCR icon
223
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.59B
$360K 0.1%
16,740
-4,710
-22% -$102K
IVT icon
224
InvenTrust Properties
IVT
$2.56B
$356K 0.1%
+13,081
New +$330K
BSJN
225
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$355K 0.09%
14,042
– –
7 8
9
10 11

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DMC
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TWM
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NS
Night Squared New York $681M AUM 50% 1-Year Est. Return
CIA
Covington Investment Advisors Ligonier, Pennsylvania $680M AUM 28.91% 1-Year Est. Return
ECM
Estabrook Capital Management New York $685M AUM 26.64% 1-Year Est. Return
CCG
Clearlake Capital Group Santa Monica, California $680M AUM 30.34% 1-Year Est. Return
AP
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MCO
MAK Capital One New York $679M AUM 29.02% 1-Year Est. Return

Calton & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Calton & Associates held 418 positions worth $375M, down 18% from $457M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Calton & Associates withdrew a net $110M in Q4 2021, closing 53 positions and reducing 197 holdings. Its most notable exit was iShares iBonds Dec 2021 Term Corporate ETF, an estimated $4.88M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 7.8% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Calton & Associates opened a new position in Invesco S&P MidCap Low Volatility ETF worth $2.88M.

  • Calton & Associates's largest Q4 2021 buy was Invesco S&P MidCap Low Volatility ETF: 49,228 shares worth $2.88M.
  • Calton & Associates added most to iShares TIPS Bond ETF in Q4 2021, an estimated $2.16M increase.
  • Calton & Associates's biggest Q4 2021 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $17.9M.
  • Calton & Associates fully exited iShares iBonds Dec 2021 Term Corporate ETF in Q4 2021, selling an estimated $4.88M.
  • Calton & Associates's ten largest holdings make up 22% of its $375M portfolio in Q4 2021.
  • Calton & Associates opened 23 new positions and closed 53 in Q4 2021.
  • Calton & Associates's portfolio value fell 18% quarter-over-quarter to $375M.

Based on Calton & Associates's 13F filing for Q4 2021, filed 13 Jan 2022.