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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$457M
AUM Growth
-$69.5M
Cap. Flow
-$64.4M
Cap. Flow %
-14.09%
Top 10 Hldgs %
23.09%
Holding
445
New
39
Increased
154
Reduced
183
Closed
50

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.7M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$4.88M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.99M
5
LEMB icon
iShares JPMorgan EM Local Currency Bond ETF
LEMB
+$2.82M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$14M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$11.2M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$9.37M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.62M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$7.4M

Sector Composition

Rank Sector Weight
1 Technology 7.76%
2 Healthcare 3.99%
3 Financials 3.36%
4 Consumer Discretionary 2.7%
5 Industrials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVE icon
201
iShares S&P 500 Value ETF
IVE
$50B
$468K 0.1%
+3,218
New +$480K
IYY icon
202
iShares Dow Jones US ETF
IYY
$3.07B
$462K 0.1%
4,285
+739
+21% +$82K
STZ icon
203
Constellation Brands
STZ
$22.8B
$460K 0.1%
2,185
-399
-15% -$87.1K
SCHD icon
204
Schwab US Dividend Equity ETF
SCHD
$107B
$457K 0.1%
18,474
+324
+2% +$8.23K
EWC icon
205
iShares MSCI Canada ETF
EWC
$6.48B
$454K 0.1%
12,529
– –
NFLX icon
206
Netflix
NFLX
$318B
$454K 0.1%
7,440
-730
-9% -$40.2K
FNY icon
207
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$600M
$452K 0.1%
6,296
+596
+10% +$43.9K
ORCL icon
208
Oracle
ORCL
$435B
$452K 0.1%
5,189
-2,867
-36% -$253K
KO icon
209
Coca-Cola
KO
$374B
$449K 0.1%
8,557
-2,521
-23% -$141K
BABA icon
210
Alibaba
BABA
$317B
$445K 0.1%
3,011
-3,124
-51% -$568K
MMM icon
211
3M
MMM
$93.9B
$444K 0.1%
3,031
-343
-10% -$55.6K
UAL icon
212
United Airlines
UAL
$40.2B
$442K 0.1%
9,312
-692
-7% -$32.6K
EMB icon
213
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$441K 0.1%
4,014
+25
+0.6% +$2.81K
SYK icon
214
Stryker
SYK
$133B
$437K 0.1%
1,658
-341
-17% -$91.2K
GSY icon
215
Invesco Ultra Short Duration ETF
GSY
$3.87B
$436K 0.1%
8,654
+4
+0% +$202
CMCSA icon
216
Comcast
CMCSA
$89.4B
$434K 0.1%
7,761
+157
+2% +$9.15K
LMBS icon
217
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$432K 0.09%
8,545
-580
-6% -$29.4K
LUV icon
218
Southwest Airlines
LUV
$22B
$431K 0.09%
8,399
-1,603
-16% -$81K
XME icon
219
State Street SPDR S&P Metals & Mining ETF
XME
$4.55B
$428K 0.09%
10,275
-292
-3% -$12.6K
SPLV icon
220
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$426K 0.09%
7,017
+1,207
+21% +$76.1K
FSK icon
221
FS KKR Capital
FSK
$3.37B
$421K 0.09%
19,133
-17,471
-48% -$385K
RMD icon
222
ResMed
RMD
$31.9B
$417K 0.09%
1,585
+2
+0.1% +$547
SPDW icon
223
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.4B
$416K 0.09%
11,493
-753
-6% -$28K
CMI icon
224
Cummins
CMI
$87.4B
$415K 0.09%
1,851
-38
-2% -$8.91K
EMLC icon
225
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$414K 0.09%
13,832
+173
+1% +$5.33K
7 8
9
10 11

Similar funds

DMC
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TWM
Tolleson Wealth Management Dallas, Texas $685M AUM 15.32% 1-Year Est. Return
NS
Night Squared New York $681M AUM 50% 1-Year Est. Return
CIA
Covington Investment Advisors Ligonier, Pennsylvania $680M AUM 28.91% 1-Year Est. Return
ECM
Estabrook Capital Management New York $685M AUM 26.64% 1-Year Est. Return
CCG
Clearlake Capital Group Santa Monica, California $680M AUM 30.34% 1-Year Est. Return
AP
Advisors Preferred Rockville, Maryland $679M AUM 22.19% 1-Year Est. Return
MCO
MAK Capital One New York $679M AUM 29.02% 1-Year Est. Return

Calton & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Calton & Associates held 445 positions worth $457M, down 13% from $526M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Calton & Associates withdrew a net $64.4M in Q3 2021, closing 50 positions and reducing 183 holdings. Its most notable exit was Invesco S&P MidCap Low Volatility ETF, an estimated $2.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Calton & Associates opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $4.88M.

  • Calton & Associates's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Corporate ETF: 197,210 shares worth $4.88M.
  • Calton & Associates added most to iShares Core Dividend Growth ETF in Q3 2021, an estimated $5.7M increase.
  • Calton & Associates's biggest Q3 2021 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $14M.
  • Calton & Associates fully exited Invesco S&P MidCap Low Volatility ETF in Q3 2021, selling an estimated $2.63M.
  • Calton & Associates's ten largest holdings make up 23% of its $457M portfolio in Q3 2021.
  • Calton & Associates opened 39 new positions and closed 50 in Q3 2021.
  • Calton & Associates's portfolio value fell 13% quarter-over-quarter to $457M.

Based on Calton & Associates's 13F filing for Q3 2021, filed 5 Nov 2021.