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Calton & Associates Portfolio holdings

AUM $696M
1-Year Est. Return 18.3%
This Fund
S&P 500
This Quarter Est. Return
-11.29%
1 Year Est. Return
+18.3%
3 Year Est. Return
+55.27%
5 Year Est. Return
+61.88%
10 Year Est. Return
–
AUM
$272M
AUM Growth
-$67.9M
Cap. Flow
-$27.7M
Cap. Flow %
-10.2%
Top 10 Hldgs %
44.83%
Holding
314
New
28
Increased
90
Reduced
100
Closed
89

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$2.99M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.54M
3
FBND icon
Fidelity Total Bond ETF
FBND
+$1.03M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$872K
5
TWM icon
ProShares UltraShort Russell2000
TWM
+$745K

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.02M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.03M
3
CNOB icon
Center Bancorp
CNOB
+$1.87M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.8M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.01M

Sector Composition

Rank Sector Weight
1 Healthcare 6.35%
2 Technology 4.47%
3 Financials 3.41%
4 Communication Services 2.71%
5 Industrials 1.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
201
Morgan Stanley
MS
$340B
$217K 0.08%
+5,469
New +$239K
IVW icon
202
iShares S&P 500 Growth ETF
IVW
$77.6B
$214K 0.08%
5,676
-1,828
-24% -$74K
NUE icon
203
Nucor
NUE
$62.1B
$214K 0.08%
4,127
-114
-3% -$6.74K
CAT icon
204
Caterpillar
CAT
$387B
$206K 0.08%
+1,617
New +$210K
GS icon
205
Goldman Sachs
GS
$303B
$206K 0.08%
1,617
+658
+69% +$133K
SDY icon
206
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$205K 0.08%
2,291
-69
-3% -$6.51K
CSX icon
207
CSX Corp
CSX
$93.1B
$200K 0.07%
9,666
-2,427
-20% -$55.8K
DHS icon
208
WisdomTree US High Dividend Fund
DHS
$1.58B
$200K 0.07%
3,065
+103
+3% +$7.17K
ROST icon
209
Ross Stores
ROST
$81.9B
$200K 0.07%
+2,409
New +$218K
TEI
210
Templeton Emerging Markets Income Fund
TEI
$321M
$186K 0.07%
19,348
+7,583
+64% +$73.1K
HPE icon
211
Hewlett Packard
HPE
$70.5B
$172K 0.06%
12,983
-28
-0.2% -$419
BCS icon
212
Barclays
BCS
$94.1B
$138K 0.05%
19,122
+5,021
+36% +$40.5K
EXG icon
213
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$119K 0.04%
+15,994
New +$136K
FGB
214
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$116K 0.04%
+22,355
New +$134K
PMM
215
Franklin Managed Municipal Income Trust
PMM
$273M
$92K 0.03%
13,683
– –
ARTX
216
DELISTED
Arotech Corporation
ARTX
$82K 0.03%
31,436
-5,006
-14% -$14K
DHF
217
BNY Mellon High Yield Strategies Fund
DHF
$172M
$76K 0.03%
28,079
+5,802
+26% +$17.1K
SABA
218
Saba Capital Income & Opportunities Fund II
SABA
$223M
$71K 0.03%
5,876
+65
+1% +$795
SIRI icon
219
SiriusXM
SIRI
$10.1B
$64K 0.02%
1,115
-858
-43% -$52.2K
WATT icon
220
Energous
WATT
$102M
$58K 0.02%
17
– –
VHC icon
221
VirnetX Holding Corp
VHC
$63.1M
$49K 0.02%
1,020
-682
-40% -$46.3K
NVAX icon
222
Novavax
NVAX
$1.31B
$39K 0.01%
1,063
– –
FTR
223
DELISTED
Frontier Communications Corp.
FTR
$27K 0.01%
11,175
-8
-0.1% -$34
ADXS
224
DELISTED
Advaxis Inc
ADXS
$4K ﹤0.01%
1,310
– –
ALK icon
225
Alaska Air
ALK
$5.58B
– –
-7,033
Closed -$484K
7 8
9
10 11

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AAM
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GUB
Golden Unicorn BVI Road Town $697M AUM 55.92% 1-Year Est. Return
SCM
Sio Capital Management New York $697M AUM 79.73% 1-Year Est. Return
MCM
Manchester Capital Management Manchester, Vermont $694M AUM 22.34% 1-Year Est. Return
KLI
Kelman-Lazarov Inc Memphis, Tennessee $698M AUM 14.07% 1-Year Est. Return
CGIC
Continental General Insurance Company Austin, Texas $693M AUM 90.58% 1-Year Est. Return
TCM
Tensile Capital Management Larkspur, California $698M AUM 2.4% 1-Year Est. Return
SAM
Silverback Asset Management Chapel Hill, North Carolina $699M AUM 72.42% 1-Year Est. Return

Calton & Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Calton & Associates held 314 positions worth $272M, down 20% from $340M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Calton & Associates withdrew a net $27.7M in Q4 2018, closing 89 positions and reducing 100 holdings. Its most notable exit was Center Bancorp, an estimated $1.87M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.4% of assets, up from 5.5% a quarter earlier, followed by Technology and Financials.

Against the trend, Calton & Associates opened a new position in iShares 0-1 Year Treasury Bond ETF worth $2.99M.

  • Calton & Associates's largest Q4 2018 buy was iShares 0-1 Year Treasury Bond ETF: 27,119 shares worth $2.99M.
  • Calton & Associates added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q4 2018, an estimated $2.54M increase.
  • Calton & Associates's biggest Q4 2018 reduction was iShares MSCI EAFE ETF, cutting an estimated $6.02M.
  • Calton & Associates fully exited Center Bancorp in Q4 2018, selling an estimated $1.87M.
  • Calton & Associates's ten largest holdings make up 45% of its $272M portfolio in Q4 2018.
  • Calton & Associates opened 28 new positions and closed 89 in Q4 2018.
  • Calton & Associates's portfolio value fell 20% quarter-over-quarter to $272M.

Based on Calton & Associates's 13F filing for Q4 2018, filed 11 Feb 2019.