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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$457M
AUM Growth
-$69.5M
Cap. Flow
-$64.4M
Cap. Flow %
-14.09%
Top 10 Hldgs %
23.09%
Holding
445
New
39
Increased
154
Reduced
183
Closed
50

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.7M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$4.88M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.99M
5
LEMB icon
iShares JPMorgan EM Local Currency Bond ETF
LEMB
+$2.82M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$14M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$11.2M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$9.37M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.62M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$7.4M

Sector Composition

Rank Sector Weight
1 Technology 7.76%
2 Healthcare 3.99%
3 Financials 3.36%
4 Consumer Discretionary 2.7%
5 Industrials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
176
CVS Health
CVS
$122B
$605K 0.13%
7,140
+882
+14% +$73.9K
ARKK icon
177
ARK Innovation ETF
ARKK
$6.37B
$602K 0.13%
5,450
+441
+9% +$53.1K
HYLB icon
178
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.47B
$602K 0.13%
15,044
-43
-0.3% -$1.73K
AVGO icon
179
Broadcom
AVGO
$2.01T
$599K 0.13%
12,360
+5,030
+69% +$245K
A icon
180
Agilent Technologies
A
$42B
$591K 0.13%
3,752
– –
BAC icon
181
Bank of America
BAC
$447B
$590K 0.13%
13,901
-2,316
-14% -$93.3K
PEG icon
182
Public Service Enterprise Group
PEG
$37.2B
$589K 0.13%
9,676
+444
+5% +$27.7K
INTU icon
183
Intuit
INTU
$91.5B
$578K 0.13%
1,072
-257
-19% -$139K
MU icon
184
Micron Technology
MU
$972B
$575K 0.13%
8,101
-12
-0.1% -$901
LLY icon
185
Eli Lilly
LLY
$1.1T
$573K 0.13%
2,483
-206
-8% -$50.8K
INTC icon
186
Intel
INTC
$492B
$548K 0.12%
10,298
+166
+2% +$9K
MDT icon
187
Medtronic
MDT
$114B
$515K 0.11%
4,113
-671
-14% -$86.8K
JFR icon
188
Nuveen Floating Rate Income Fund
JFR
$1.26B
$509K 0.11%
50,644
+17,319
+52% +$172K
SCHG icon
189
Schwab US Large-Cap Growth ETF
SCHG
$63B
$508K 0.11%
27,448
-904
-3% -$17.2K
DHR icon
190
Danaher
DHR
$147B
$506K 0.11%
1,875
+275
+17% +$74.9K
MGK icon
191
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.8B
$502K 0.11%
10,710
– –
VBR icon
192
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$502K 0.11%
2,967
-11
-0.4% -$1.88K
VOE icon
193
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$498K 0.11%
+3,567
New +$507K
XYZ
194
Block Inc
XYZ
$47.5B
$497K 0.11%
2,075
+409
+25% +$105K
DUK icon
195
Duke Energy
DUK
$94.5B
$492K 0.11%
5,048
-960
-16% -$99.4K
BSCO
196
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$485K 0.11%
+21,946
New +$487K
BSCP
197
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$484K 0.11%
+21,813
New +$487K
BSCQ icon
198
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
$483K 0.11%
+22,559
New +$486K
PAYX icon
199
Paychex
PAYX
$43.1B
$472K 0.1%
4,201
-507
-11% -$57K
BSCR icon
200
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.59B
$468K 0.1%
+21,450
New +$472K
6 7
8
9 10

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ECM
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CCG
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MCO
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Calton & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Calton & Associates held 445 positions worth $457M, down 13% from $526M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Calton & Associates withdrew a net $64.4M in Q3 2021, closing 50 positions and reducing 183 holdings. Its most notable exit was Invesco S&P MidCap Low Volatility ETF, an estimated $2.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Calton & Associates opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $4.88M.

  • Calton & Associates's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Corporate ETF: 197,210 shares worth $4.88M.
  • Calton & Associates added most to iShares Core Dividend Growth ETF in Q3 2021, an estimated $5.7M increase.
  • Calton & Associates's biggest Q3 2021 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $14M.
  • Calton & Associates fully exited Invesco S&P MidCap Low Volatility ETF in Q3 2021, selling an estimated $2.63M.
  • Calton & Associates's ten largest holdings make up 23% of its $457M portfolio in Q3 2021.
  • Calton & Associates opened 39 new positions and closed 50 in Q3 2021.
  • Calton & Associates's portfolio value fell 13% quarter-over-quarter to $457M.

Based on Calton & Associates's 13F filing for Q3 2021, filed 5 Nov 2021.