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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-1.73%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$68.4M
AUM Growth
-$146M
Cap. Flow
-$144M
Cap. Flow %
-210.99%
Top 10 Hldgs %
42.85%
Holding
263
New
51
Increased
14
Reduced
36
Closed
162

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.71M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.63M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.51M
4
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$1.5M
5
UNH icon
UnitedHealth
UNH
+$1.17M

Top Sells

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$6.74M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$5.63M
3
AAPL icon
Apple
AAPL
+$5.06M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.97M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$4.71M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Financials 6.85%
3 Energy 5.32%
4 Healthcare 4.29%
5 Consumer Discretionary 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETR icon
151
Entergy
ETR
$49.3B
– –
-6,606
Closed -$322K
EUFN icon
152
iShares MSCI Europe Financials ETF
EUFN
$4.29B
– –
-16,670
Closed -$320K
EWC icon
153
iShares MSCI Canada ETF
EWC
$6.48B
– –
-19,794
Closed -$693K
EWZ icon
154
iShares MSCI Brazil ETF
EWZ
$8.91B
– –
-12,877
Closed -$418K
EXAS
155
DELISTED
Exact Sciences
EXAS
– –
-2,588
Closed -$243K
EXC icon
156
Exelon
EXC
$45.8B
– –
-5,456
Closed -$222K
FBRT
157
Franklin BSP Realty Trust
FBRT
$649M
– –
-22,819
Closed -$323K
FCOR icon
158
Fidelity Corporate Bond ETF
FCOR
$352M
– –
-75,427
Closed -$3.45M
FDL icon
159
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.85B
– –
-6,852
Closed -$233K
FEZ icon
160
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.54B
– –
-24,734
Closed -$1.14M
FLOT icon
161
iShares Floating Rate Bond ETF
FLOT
$10.5B
– –
-11,783
Closed -$599K
FLRN icon
162
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
– –
-126,023
Closed -$3.87M
FOLD
163
DELISTED
Amicus Therapeutics
FOLD
– –
-10,923
Closed -$137K
FPX icon
164
First Trust US Equity Opportunities ETF
FPX
$1.48B
– –
-15,768
Closed -$1.39M
FTCS icon
165
First Trust Capital Strength ETF
FTCS
$7.99B
– –
-3,157
Closed -$237K
FTSL icon
166
First Trust Senior Loan Fund ETF
FTSL
$2.33B
– –
-5,960
Closed -$270K
FTSM icon
167
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
– –
-3,959
Closed -$235K
GH icon
168
Guardant Health
GH
$22.4B
– –
-5,597
Closed -$200K
GNR icon
169
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.95B
– –
-5,404
Closed -$291K
GNRC icon
170
Generac Holdings
GNRC
$12.2B
– –
-3,650
Closed -$544K
GOOG icon
171
Alphabet (Google) Class C
GOOG
$4.35T
– –
-13,158
Closed -$1.59M
GS icon
172
Goldman Sachs
GS
$301B
– –
-1,904
Closed -$614K
GSK icon
173
GSK
GSK
$104B
– –
-7,978
Closed -$284K
GSY icon
174
Invesco Ultra Short Duration ETF
GSY
$3.87B
– –
-9,742
Closed -$484K
GUNR icon
175
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.09B
– –
-6,562
Closed -$263K
5 6
7
8 9

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TWM
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NS
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CIA
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ECM
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CCG
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MCO
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Calton & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Calton & Associates held 263 positions worth $68.4M, down 68% from $214M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Calton & Associates withdrew a net $144M in Q3 2023, closing 162 positions and reducing 36 holdings. Its most notable exit was Vanguard Financials ETF, an estimated $6.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 7.6% a quarter earlier, followed by Financials and Energy.

Against the trend, Calton & Associates opened a new position in JPMorgan Equity Premium Income ETF worth $1.66M.

  • Calton & Associates's largest Q3 2023 buy was JPMorgan Equity Premium Income ETF: 30,990 shares worth $1.66M.
  • Calton & Associates added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2023, an estimated $1.63M increase.
  • Calton & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $5.63M.
  • Calton & Associates fully exited Vanguard Financials ETF in Q3 2023, selling an estimated $6.74M.
  • Calton & Associates's ten largest holdings make up 43% of its $68.4M portfolio in Q3 2023.
  • Calton & Associates opened 51 new positions and closed 162 in Q3 2023.
  • Calton & Associates's portfolio value fell 68% quarter-over-quarter to $68.4M.

Based on Calton & Associates's 13F filing for Q3 2023, filed 1 Nov 2023.