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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$457M
AUM Growth
-$69.5M
Cap. Flow
-$64.4M
Cap. Flow %
-14.09%
Top 10 Hldgs %
23.09%
Holding
445
New
39
Increased
154
Reduced
183
Closed
50

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.7M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$4.88M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.99M
5
LEMB icon
iShares JPMorgan EM Local Currency Bond ETF
LEMB
+$2.82M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$14M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$11.2M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$9.37M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.62M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$7.4M

Sector Composition

Rank Sector Weight
1 Technology 7.76%
2 Healthcare 3.99%
3 Financials 3.36%
4 Consumer Discretionary 2.7%
5 Industrials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
151
Blackstone
BX
$113B
$747K 0.16%
6,422
+508
+9% +$59K
HON icon
152
Honeywell
HON
$77B
$744K 0.16%
3,719
-400
-10% -$85.3K
KXI icon
153
iShares Global Consumer Staples ETF
KXI
$1.06B
$739K 0.16%
12,324
+744
+6% +$45.9K
ARKF icon
154
ARK Blockchain & Fintech Innovation ETF
ARKF
$763M
$733K 0.16%
14,855
+5,217
+54% +$273K
MRK icon
155
Merck
MRK
$323B
$726K 0.16%
9,677
-1,615
-14% -$123K
XLF icon
156
State Street Financial Select Sector SPDR ETF
XLF
$59B
$725K 0.16%
19,328
-4,044
-17% -$151K
MDY icon
157
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$724K 0.16%
1,507
-3,332
-69% -$1.64M
WIP icon
158
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$473M
$712K 0.16%
13,093
-284
-2% -$16.1K
SPEM icon
159
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$703K 0.15%
16,535
+1,070
+7% +$46.4K
IYR icon
160
iShares US Real Estate ETF
IYR
$4.52B
$701K 0.15%
+6,849
New +$729K
GDX icon
161
VanEck Gold Miners ETF
GDX
$27.6B
$697K 0.15%
23,670
-2,002
-8% -$65.2K
BIL icon
162
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$690K 0.15%
7,546
-13,474
-64% -$1.23M
VOT icon
163
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.7B
$690K 0.15%
2,922
+1,488
+104% +$360K
ITA icon
164
iShares US Aerospace & Defense ETF
ITA
$15B
$680K 0.15%
6,528
-119
-2% -$12.6K
COF icon
165
Capital One
COF
$134B
$679K 0.15%
4,197
-312
-7% -$50.9K
ABT icon
166
Abbott
ABT
$188B
$671K 0.15%
5,684
-1,199
-17% -$147K
CRM icon
167
Salesforce
CRM
$162B
$663K 0.15%
2,445
-166
-6% -$42.2K
PKW icon
168
Invesco BuyBack Achievers ETF
PKW
$1.77B
$661K 0.14%
7,336
+253
+4% +$23.3K
LMT icon
169
Lockheed Martin
LMT
$139B
$659K 0.14%
1,910
-318
-14% -$115K
IBM icon
170
IBM
IBM
$223B
$652K 0.14%
4,910
-1,406
-22% -$188K
CSCO icon
171
Cisco
CSCO
$483B
$649K 0.14%
11,939
-4,397
-27% -$247K
COST icon
172
Costco
COST
$423B
$646K 0.14%
1,437
-22
-2% -$9.67K
BNDX icon
173
Vanguard Total International Bond ETF
BNDX
$82.8B
$643K 0.14%
11,300
-12,441
-52% -$717K
MA icon
174
Mastercard
MA
$493B
$621K 0.14%
1,786
-424
-19% -$154K
VDE icon
175
Vanguard Energy ETF
VDE
$10.3B
$615K 0.13%
8,324
-345
-4% -$24.1K
5 6
7
8 9

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DMC
Drexel Morgan & Co Radnor, Pennsylvania $682M AUM 21.01% 1-Year Est. Return
TWM
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NS
Night Squared New York $681M AUM 50% 1-Year Est. Return
CIA
Covington Investment Advisors Ligonier, Pennsylvania $680M AUM 28.91% 1-Year Est. Return
ECM
Estabrook Capital Management New York $685M AUM 26.64% 1-Year Est. Return
CCG
Clearlake Capital Group Santa Monica, California $680M AUM 30.34% 1-Year Est. Return
AP
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MCO
MAK Capital One New York $679M AUM 29.02% 1-Year Est. Return

Calton & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Calton & Associates held 445 positions worth $457M, down 13% from $526M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Calton & Associates withdrew a net $64.4M in Q3 2021, closing 50 positions and reducing 183 holdings. Its most notable exit was Invesco S&P MidCap Low Volatility ETF, an estimated $2.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Calton & Associates opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $4.88M.

  • Calton & Associates's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Corporate ETF: 197,210 shares worth $4.88M.
  • Calton & Associates added most to iShares Core Dividend Growth ETF in Q3 2021, an estimated $5.7M increase.
  • Calton & Associates's biggest Q3 2021 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $14M.
  • Calton & Associates fully exited Invesco S&P MidCap Low Volatility ETF in Q3 2021, selling an estimated $2.63M.
  • Calton & Associates's ten largest holdings make up 23% of its $457M portfolio in Q3 2021.
  • Calton & Associates opened 39 new positions and closed 50 in Q3 2021.
  • Calton & Associates's portfolio value fell 13% quarter-over-quarter to $457M.

Based on Calton & Associates's 13F filing for Q3 2021, filed 5 Nov 2021.