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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-1.73%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$68.4M
AUM Growth
-$146M
Cap. Flow
-$144M
Cap. Flow %
-210.99%
Top 10 Hldgs %
42.85%
Holding
263
New
51
Increased
14
Reduced
36
Closed
162

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.71M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.63M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.51M
4
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$1.5M
5
UNH icon
UnitedHealth
UNH
+$1.17M

Top Sells

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$6.74M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$5.63M
3
AAPL icon
Apple
AAPL
+$5.06M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.97M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$4.71M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Financials 6.85%
3 Energy 5.32%
4 Healthcare 4.29%
5 Consumer Discretionary 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDC icon
126
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$741M
– –
-20,127
Closed -$1.16M
CFA icon
127
VictoryShares US 500 Volatility Wtd ETF
CFA
$553M
– –
-3,503
Closed -$249K
CFO icon
128
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$427M
– –
-23,978
Closed -$1.48M
CGGO icon
129
Capital Group Global Growth Equity ETF
CGGO
$11.9B
– –
-34,043
Closed -$827K
CGGR icon
130
Capital Group Growth ETF
CGGR
$25.1B
– –
-99,207
Closed -$2.5M
CMF icon
131
iShares California Muni Bond ETF
CMF
$4.62B
– –
-5,886
Closed -$335K
CMI icon
132
Cummins
CMI
$89B
– –
-1,551
Closed -$380K
COST icon
133
Costco
COST
$419B
– –
-541
Closed -$291K
CSCO icon
134
Cisco
CSCO
$481B
– –
-12,324
Closed -$638K
CSX icon
135
CSX Corp
CSX
$93.1B
– –
-11,339
Closed -$387K
CTBI icon
136
Community Trust Bancorp
CTBI
$1.41B
– –
-11,244
Closed -$400K
CVS icon
137
CVS Health
CVS
$120B
– –
-4,261
Closed -$295K
CWB icon
138
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
– –
-10,537
Closed -$737K
DBEF icon
139
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.43B
– –
-11,646
Closed -$412K
DIS icon
140
Walt Disney
DIS
$179B
– –
-12,250
Closed -$1.09M
DLS icon
141
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
– –
-4,122
Closed -$245K
DON icon
142
WisdomTree US MidCap Dividend Fund
DON
$4.09B
– –
-6,101
Closed -$257K
DTE icon
143
DTE Energy
DTE
$28.3B
– –
-2,067
Closed -$227K
DVY icon
144
iShares Select Dividend ETF
DVY
$23.6B
– –
-1,819
Closed -$206K
DXJ icon
145
WisdomTree Japan Hedged Equity Fund
DXJ
$7.45B
– –
-5,225
Closed -$435K
AXIA
146
DELISTED
AXIA Energia
AXIA
– –
-34,768
Closed -$228K
ECAT icon
147
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.57B
– –
-17,528
Closed -$274K
EDOG icon
148
ALPS Emerging Sector Dividend Dogs ETF
EDOG
$29.8M
– –
-45,879
Closed -$973K
EEM icon
149
iShares MSCI Emerging Markets ETF
EEM
$30B
– –
-23,063
Closed -$912K
EFA icon
150
iShares MSCI EAFE ETF
EFA
$80.1B
– –
-5,253
Closed -$381K
4 5
6
7 8

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TWM
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NS
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CIA
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ECM
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CCG
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AP
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MCO
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Calton & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Calton & Associates held 263 positions worth $68.4M, down 68% from $214M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Calton & Associates withdrew a net $144M in Q3 2023, closing 162 positions and reducing 36 holdings. Its most notable exit was Vanguard Financials ETF, an estimated $6.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 7.6% a quarter earlier, followed by Financials and Energy.

Against the trend, Calton & Associates opened a new position in JPMorgan Equity Premium Income ETF worth $1.66M.

  • Calton & Associates's largest Q3 2023 buy was JPMorgan Equity Premium Income ETF: 30,990 shares worth $1.66M.
  • Calton & Associates added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2023, an estimated $1.63M increase.
  • Calton & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $5.63M.
  • Calton & Associates fully exited Vanguard Financials ETF in Q3 2023, selling an estimated $6.74M.
  • Calton & Associates's ten largest holdings make up 43% of its $68.4M portfolio in Q3 2023.
  • Calton & Associates opened 51 new positions and closed 162 in Q3 2023.
  • Calton & Associates's portfolio value fell 68% quarter-over-quarter to $68.4M.

Based on Calton & Associates's 13F filing for Q3 2023, filed 1 Nov 2023.