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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$457M
AUM Growth
-$69.5M
Cap. Flow
-$64.4M
Cap. Flow %
-14.09%
Top 10 Hldgs %
23.09%
Holding
445
New
39
Increased
154
Reduced
183
Closed
50

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.7M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$4.88M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.99M
5
LEMB icon
iShares JPMorgan EM Local Currency Bond ETF
LEMB
+$2.82M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$14M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$11.2M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$9.37M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.62M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$7.4M

Sector Composition

Rank Sector Weight
1 Technology 7.76%
2 Healthcare 3.99%
3 Financials 3.36%
4 Consumer Discretionary 2.7%
5 Industrials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPIP icon
126
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$918K 0.2%
+29,539
New +$928K
IGM icon
127
iShares Expanded Tech Sector ETF
IGM
$10.8B
$909K 0.2%
13,512
-1,188
-8% -$82.6K
PSL icon
128
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.4M
$896K 0.2%
10,016
+1,227
+14% +$112K
PFE icon
129
Pfizer
PFE
$154B
$893K 0.2%
20,777
-5,854
-22% -$259K
DVY icon
130
iShares Select Dividend ETF
DVY
$23.6B
$880K 0.19%
7,677
-108
-1% -$12.6K
IBB icon
131
iShares Biotechnology ETF
IBB
$9.82B
$875K 0.19%
5,413
+1,219
+29% +$205K
QCOM icon
132
Qualcomm
QCOM
$170B
$871K 0.19%
14,687
+7,157
+95% +$1.02M
MRNA icon
133
Moderna
MRNA
$23.9B
$865K 0.19%
2,247
-862
-28% -$318K
BAR icon
134
GraniteShares Gold Shares
BAR
$1.48B
$863K 0.19%
49,487
-991
-2% -$17.6K
CIBR icon
135
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
$862K 0.19%
17,703
+7,101
+67% +$351K
MCD icon
136
McDonald's
MCD
$194B
$861K 0.19%
3,574
-1,040
-23% -$248K
GOOG icon
137
Alphabet (Google) Class C
GOOG
$4.35T
$859K 0.19%
6,440
-200
-3% -$27.6K
FBT icon
138
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$854K 0.19%
5,147
+470
+10% +$80.3K
UNH icon
139
UnitedHealth
UNH
$371B
$846K 0.19%
2,165
+93
+4% +$38.5K
VTIP icon
140
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$838K 0.18%
15,938
+190
+1% +$9.97K
MINT icon
141
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$822K 0.18%
8,070
– –
META icon
142
Meta Platforms (Facebook)
META
$1.52T
$816K 0.18%
2,404
-112
-4% -$40.3K
VTV icon
143
Vanguard Morningstar Value ETF
VTV
$192B
$816K 0.18%
6,032
+99
+2% +$13.8K
FEZ icon
144
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.54B
$812K 0.18%
17,942
-8
-0% -$377
AMD icon
145
Advanced Micro Devices
AMD
$767B
$796K 0.17%
7,736
-441
-5% -$45.1K
PNC icon
146
PNC Financial Services
PNC
$100B
$791K 0.17%
4,047
-138
-3% -$26.1K
VIS icon
147
Vanguard Industrials ETF
VIS
$8.44B
$775K 0.17%
4,127
+95
+2% +$18.6K
SPGI icon
148
S&P Global
SPGI
$121B
$759K 0.17%
1,786
+3
+0.2% +$1.3K
EEM icon
149
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$755K 0.17%
14,999
-362
-2% -$18.8K
XHE icon
150
State Street SPDR S&P Health Care Equipment ETF
XHE
$167M
$750K 0.16%
5,995
+2,671
+80% +$341K
4 5
6
7 8

Similar funds

DMC
Drexel Morgan & Co Radnor, Pennsylvania $682M AUM 21.01% 1-Year Est. Return
TWM
Tolleson Wealth Management Dallas, Texas $685M AUM 15.32% 1-Year Est. Return
NS
Night Squared New York $681M AUM 50% 1-Year Est. Return
CIA
Covington Investment Advisors Ligonier, Pennsylvania $680M AUM 28.91% 1-Year Est. Return
ECM
Estabrook Capital Management New York $685M AUM 26.64% 1-Year Est. Return
CCG
Clearlake Capital Group Santa Monica, California $680M AUM 30.34% 1-Year Est. Return
AP
Advisors Preferred Rockville, Maryland $679M AUM 22.19% 1-Year Est. Return
MCO
MAK Capital One New York $679M AUM 29.02% 1-Year Est. Return

Calton & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Calton & Associates held 445 positions worth $457M, down 13% from $526M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Calton & Associates withdrew a net $64.4M in Q3 2021, closing 50 positions and reducing 183 holdings. Its most notable exit was Invesco S&P MidCap Low Volatility ETF, an estimated $2.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Calton & Associates opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $4.88M.

  • Calton & Associates's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Corporate ETF: 197,210 shares worth $4.88M.
  • Calton & Associates added most to iShares Core Dividend Growth ETF in Q3 2021, an estimated $5.7M increase.
  • Calton & Associates's biggest Q3 2021 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $14M.
  • Calton & Associates fully exited Invesco S&P MidCap Low Volatility ETF in Q3 2021, selling an estimated $2.63M.
  • Calton & Associates's ten largest holdings make up 23% of its $457M portfolio in Q3 2021.
  • Calton & Associates opened 39 new positions and closed 50 in Q3 2021.
  • Calton & Associates's portfolio value fell 13% quarter-over-quarter to $457M.

Based on Calton & Associates's 13F filing for Q3 2021, filed 5 Nov 2021.