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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-1.73%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$68.4M
AUM Growth
-$146M
Cap. Flow
-$144M
Cap. Flow %
-210.99%
Top 10 Hldgs %
42.85%
Holding
263
New
51
Increased
14
Reduced
36
Closed
162

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.71M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.63M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.51M
4
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$1.5M
5
UNH icon
UnitedHealth
UNH
+$1.17M

Top Sells

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$6.74M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$5.63M
3
AAPL icon
Apple
AAPL
+$5.06M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.97M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$4.71M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Financials 6.85%
3 Energy 5.32%
4 Healthcare 4.29%
5 Consumer Discretionary 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKTS
101
DELISTED
Akoustis Technologies Inc
AKTS
$15K 0.02%
+19,880
New +$36.7K
AAP icon
102
Advance Auto Parts
AAP
$3.36B
– –
-5,100
Closed -$359K
ADPT icon
103
Adaptive Biotechnologies
ADPT
$4.05B
– –
-14,020
Closed -$94.1K
AEP icon
104
American Electric Power
AEP
$66.9B
– –
-3,052
Closed -$257K
AES icon
105
AES
AES
$10.5B
– –
-10,666
Closed -$221K
AFL icon
106
Aflac
AFL
$61.2B
– –
-3,016
Closed -$211K
AGG icon
107
iShares Core US Aggregate Bond ETF
AGG
$137B
– –
-6,480
Closed -$635K
ALB icon
108
Albemarle
ALB
$15.5B
– –
-934
Closed -$208K
ALL icon
109
Allstate
ALL
$68.2B
– –
-1,840
Closed -$201K
ALLO icon
110
Allogene Therapeutics
ALLO
$725M
– –
-22,907
Closed -$114K
AMD icon
111
Advanced Micro Devices
AMD
$767B
– –
-5,146
Closed -$586K
ATO icon
112
Atmos Energy
ATO
$28.4B
– –
-1,991
Closed -$232K
AWK icon
113
American Water Works
AWK
$26.9B
– –
-1,435
Closed -$205K
BA icon
114
Boeing
BA
$184B
– –
-1,921
Closed -$406K
BABA icon
115
Alibaba
BABA
$317B
– –
-4,276
Closed -$356K
BAC icon
116
Bank of America
BAC
$447B
– –
-26,283
Closed -$754K
BCAT icon
117
BlackRock Capital Allocation Term Trust
BCAT
$1.68B
– –
-26,870
Closed -$410K
BIL icon
118
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
– –
-47,413
Closed -$4.35M
BIV icon
119
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
– –
-13,261
Closed -$998K
BKLN icon
120
Invesco Senior Loan ETF
BKLN
$6.74B
– –
-14,715
Closed -$310K
BND icon
121
Vanguard Total Bond Market
BND
$161B
– –
-3,053
Closed -$222K
BSV icon
122
Vanguard Short-Term Bond ETF
BSV
$45.6B
– –
-22,695
Closed -$1.72M
BTE icon
123
Baytex Energy
BTE
$3.06B
– –
-15,095
Closed -$49.2K
C icon
124
Citigroup
C
$227B
– –
-6,889
Closed -$317K
CARV
125
DELISTED
Carver Bancorp
CARV
– –
-25,150
Closed -$67.2K
3 4
5
6 7

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TWM
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NS
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CIA
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ECM
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CCG
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AP
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MCO
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Calton & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Calton & Associates held 263 positions worth $68.4M, down 68% from $214M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Calton & Associates withdrew a net $144M in Q3 2023, closing 162 positions and reducing 36 holdings. Its most notable exit was Vanguard Financials ETF, an estimated $6.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 7.6% a quarter earlier, followed by Financials and Energy.

Against the trend, Calton & Associates opened a new position in JPMorgan Equity Premium Income ETF worth $1.66M.

  • Calton & Associates's largest Q3 2023 buy was JPMorgan Equity Premium Income ETF: 30,990 shares worth $1.66M.
  • Calton & Associates added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2023, an estimated $1.63M increase.
  • Calton & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $5.63M.
  • Calton & Associates fully exited Vanguard Financials ETF in Q3 2023, selling an estimated $6.74M.
  • Calton & Associates's ten largest holdings make up 43% of its $68.4M portfolio in Q3 2023.
  • Calton & Associates opened 51 new positions and closed 162 in Q3 2023.
  • Calton & Associates's portfolio value fell 68% quarter-over-quarter to $68.4M.

Based on Calton & Associates's 13F filing for Q3 2023, filed 1 Nov 2023.