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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$457M
AUM Growth
-$69.5M
Cap. Flow
-$64.4M
Cap. Flow %
-14.09%
Top 10 Hldgs %
23.09%
Holding
445
New
39
Increased
154
Reduced
183
Closed
50

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.7M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$4.88M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.99M
5
LEMB icon
iShares JPMorgan EM Local Currency Bond ETF
LEMB
+$2.82M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$14M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$11.2M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$9.37M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.62M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$7.4M

Sector Composition

Rank Sector Weight
1 Technology 7.76%
2 Healthcare 3.99%
3 Financials 3.36%
4 Consumer Discretionary 2.7%
5 Industrials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQ icon
101
Vanguard Real Estate ETF
VNQ
$38.6B
$1.18M 0.26%
11,545
-1,222
-10% -$130K
JNJ icon
102
Johnson & Johnson
JNJ
$631B
$1.17M 0.26%
7,220
-723
-9% -$123K
NEE icon
103
NextEra Energy
NEE
$177B
$1.16M 0.25%
14,822
+1,319
+10% +$106K
PYPL icon
104
PayPal
PYPL
$50.5B
$1.15M 0.25%
4,403
-54
-1% -$15.3K
WMT icon
105
Walmart Inc
WMT
$897B
$1.14M 0.25%
24,585
+1,929
+9% +$92.9K
ACWV icon
106
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$1.11M 0.24%
10,803
-1,258
-10% -$132K
INDA icon
107
iShares MSCI India ETF
INDA
$6.6B
$1.11M 0.24%
22,732
-1,157
-5% -$54K
GOOGL icon
108
Alphabet (Google) Class A
GOOGL
$4.37T
$1.1M 0.24%
8,260
+200
+2% +$27.2K
HYMB icon
109
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$1.08M 0.24%
36,038
+2,878
+9% +$87.4K
MDYG icon
110
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.93B
$1.07M 0.23%
14,147
-72
-0.5% -$5.6K
PRN icon
111
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$432M
$1.06M 0.23%
10,715
+1,319
+14% +$133K
IJR icon
112
iShares Core S&P Small-Cap ETF
IJR
$112B
$1.05M 0.23%
9,614
-200
-2% -$22K
SUB icon
113
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$1.02M 0.22%
9,475
+15
+0.2% +$1.62K
EDOG icon
114
ALPS Emerging Sector Dividend Dogs ETF
EDOG
$29.8M
$1.01M 0.22%
41,264
+1,538
+4% +$37.6K
SHOP icon
115
Shopify
SHOP
$200B
$1.01M 0.22%
7,450
-170
-2% -$25.5K
HNDL icon
116
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$635M
$1.01M 0.22%
40,492
+29,254
+260% +$750K
GLD icon
117
SPDR Gold Trust
GLD
$143B
$993K 0.22%
6,051
+274
+5% +$45.9K
FIW icon
118
First Trust Water ETF
FIW
$1.94B
$972K 0.21%
11,417
+5,043
+79% +$442K
IYF icon
119
iShares US Financials ETF
IYF
$4.4B
$968K 0.21%
11,732
-29
-0.2% -$2.41K
CWB icon
120
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
$953K 0.21%
11,170
+42
+0.4% +$3.62K
ABBV icon
121
AbbVie
ABBV
$438B
$951K 0.21%
8,818
-776
-8% -$88.7K
IYW icon
122
iShares US Technology ETF
IYW
$25.3B
$949K 0.21%
+9,378
New +$979K
PG icon
123
Procter & Gamble
PG
$340B
$944K 0.21%
6,758
-137
-2% -$19.4K
IYH icon
124
iShares US Healthcare ETF
IYH
$3.77B
$931K 0.2%
+16,880
New +$965K
VWO icon
125
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$925K 0.2%
18,509
-12,069
-39% -$624K
3 4
5
6 7

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TWM
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NS
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CIA
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ECM
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CCG
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AP
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MCO
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Calton & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Calton & Associates held 445 positions worth $457M, down 13% from $526M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Calton & Associates withdrew a net $64.4M in Q3 2021, closing 50 positions and reducing 183 holdings. Its most notable exit was Invesco S&P MidCap Low Volatility ETF, an estimated $2.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Calton & Associates opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $4.88M.

  • Calton & Associates's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Corporate ETF: 197,210 shares worth $4.88M.
  • Calton & Associates added most to iShares Core Dividend Growth ETF in Q3 2021, an estimated $5.7M increase.
  • Calton & Associates's biggest Q3 2021 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $14M.
  • Calton & Associates fully exited Invesco S&P MidCap Low Volatility ETF in Q3 2021, selling an estimated $2.63M.
  • Calton & Associates's ten largest holdings make up 23% of its $457M portfolio in Q3 2021.
  • Calton & Associates opened 39 new positions and closed 50 in Q3 2021.
  • Calton & Associates's portfolio value fell 13% quarter-over-quarter to $457M.

Based on Calton & Associates's 13F filing for Q3 2021, filed 5 Nov 2021.