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Calton & Associates Portfolio holdings

AUM $696M
1-Year Est. Return 18.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+18.3%
3 Year Est. Return
+55.27%
5 Year Est. Return
+61.88%
10 Year Est. Return
–
AUM
$498M
AUM Growth
+$47.5M
Cap. Flow
+$18.2M
Cap. Flow %
3.66%
Top 10 Hldgs %
36.91%
Holding
401
New
57
Increased
179
Reduced
114
Closed
43

Top Buys

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.24M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$1.82M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.73M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$1.52M
5
VDC icon
Vanguard Consumer Staples ETF
VDC
+$1.23M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.99M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.79M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.84M
4
BND icon
Vanguard Total Bond Market
BND
+$1.42M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$775K

Sector Composition

Rank Sector Weight
1 Technology 5%
2 Healthcare 4.5%
3 Financials 3.75%
4 Communication Services 2.47%
5 Industrials 2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOBL icon
101
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$899K 0.18%
23,774
+15,284
+180% +$561K
PEG icon
102
Public Service Enterprise Group
PEG
$37.7B
$899K 0.18%
15,231
+3,454
+29% +$209K
TGT icon
103
Target
TGT
$68B
$898K 0.18%
7,002
+561
+9% +$65.8K
MDYG icon
104
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.95B
$890K 0.18%
15,586
-69
-0.4% -$3.79K
ABBV icon
105
AbbVie
ABBV
$435B
$879K 0.18%
9,923
+3
+0% +$249
CTBI icon
106
Community Trust Bancorp
CTBI
$1.41B
$878K 0.18%
18,825
+3,925
+26% +$174K
EMB icon
107
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$858K 0.17%
7,487
+629
+9% +$71.1K
JNK icon
108
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$854K 0.17%
7,795
+336
+5% +$36.4K
SLYV icon
109
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$853K 0.17%
12,986
+6,030
+87% +$382K
C icon
110
Citigroup
C
$226B
$850K 0.17%
10,633
+6,121
+136% +$452K
BIV icon
111
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$843K 0.17%
9,670
+6,619
+217% +$580K
GOOG icon
112
Alphabet (Google) Class C
GOOG
$4.32T
$841K 0.17%
12,580
-140
-1% -$9.03K
PYPL icon
113
PayPal
PYPL
$50.5B
$841K 0.17%
7,772
+243
+3% +$25.3K
GXC icon
114
State Street SPDR S&P China ETF
GXC
$482M
$838K 0.17%
8,165
-4,405
-35% -$423K
GOVI icon
115
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$832K 0.17%
+24,114
New +$845K
BMY icon
116
Bristol-Myers Squibb
BMY
$132B
$830K 0.17%
12,932
+4,923
+61% +$282K
WFC icon
117
Wells Fargo
WFC
$264B
$820K 0.16%
15,232
+1,457
+11% +$76.3K
IBM icon
118
IBM
IBM
$224B
$817K 0.16%
6,372
+1,209
+23% +$157K
ADBE icon
119
Adobe
ADBE
$105B
$812K 0.16%
2,461
-1,452
-37% -$427K
AXSM icon
120
Axsome Therapeutics
AXSM
$10.9B
$807K 0.16%
+7,810
New +$315K
PCY icon
121
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$788K 0.16%
+26,654
New +$776K
VCSH icon
122
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$779K 0.16%
9,619
+6,788
+240% +$550K
EDOG icon
123
ALPS Emerging Sector Dividend Dogs ETF
EDOG
$29.8M
$778K 0.16%
35,753
+5,302
+17% +$111K
MO icon
124
Altria Group
MO
$114B
$759K 0.15%
15,202
-267
-2% -$12.6K
GLD icon
125
SPDR Gold Trust
GLD
$141B
$740K 0.15%
5,178
+697
+16% +$97.4K
3 4
5
6 7

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GUB
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SCM
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MCM
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KLI
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CGIC
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TCM
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SAM
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Calton & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Calton & Associates held 401 positions worth $498M, up 11% from $450M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Calton & Associates deployed $18.2M of net new capital in Q4 2019, opening 57 new positions and adding to 179 existing holdings. Its largest new stake was Immunomedics Inc: 48,150 shares worth $1.02M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.79M trimmed.

  • Calton & Associates's largest Q4 2019 buy was Immunomedics Inc: 48,150 shares worth $1.02M.
  • Calton & Associates added most to State Street Health Care Select Sector SPDR ETF in Q4 2019, an estimated $2.24M increase.
  • Calton & Associates's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.79M.
  • Calton & Associates fully exited Invesco S&P 500 Equal Weight ETF in Q4 2019, selling an estimated $2.99M.
  • Calton & Associates's ten largest holdings make up 37% of its $498M portfolio in Q4 2019.
  • Calton & Associates opened 57 new positions and closed 43 in Q4 2019.
  • Calton & Associates's portfolio value rose 11% quarter-over-quarter to $498M.

Based on Calton & Associates's 13F filing for Q4 2019, filed 3 Feb 2020.