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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-1.73%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$68.4M
AUM Growth
-$146M
Cap. Flow
-$144M
Cap. Flow %
-210.99%
Top 10 Hldgs %
42.85%
Holding
263
New
51
Increased
14
Reduced
36
Closed
162

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.71M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.63M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.51M
4
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$1.5M
5
UNH icon
UnitedHealth
UNH
+$1.17M

Top Sells

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$6.74M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$5.63M
3
AAPL icon
Apple
AAPL
+$5.06M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.97M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$4.71M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Financials 6.85%
3 Energy 5.32%
4 Healthcare 4.29%
5 Consumer Discretionary 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PANW icon
76
Palo Alto Networks
PANW
$314B
$245K 0.36%
+2,086
New +$247K
MA icon
77
Mastercard
MA
$493B
$242K 0.35%
611
-253
-29% -$102K
DUK icon
78
Duke Energy
DUK
$94.5B
$240K 0.35%
2,723
+438
+19% +$40.2K
XLF icon
79
State Street Financial Select Sector SPDR ETF
XLF
$59B
$236K 0.34%
7,111
-12,241
-63% -$422K
MO icon
80
Altria Group
MO
$109B
$232K 0.34%
+5,527
New +$244K
VCSH icon
81
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.9B
$227K 0.33%
3,017
-11,840
-80% -$894K
SCHO icon
82
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$224K 0.33%
+9,338
New +$224K
HYG icon
83
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$222K 0.32%
+3,007
New +$225K
JFR icon
84
Nuveen Floating Rate Income Fund
JFR
$1.26B
$217K 0.32%
+26,450
New +$213K
KO icon
85
Coca-Cola
KO
$374B
$207K 0.3%
3,690
-238
-6% -$14.3K
EMLC icon
86
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$204K 0.3%
+8,543
New +$214K
FUTY icon
87
Fidelity MSCI Utilities Index ETF
FUTY
$2.27B
$204K 0.3%
+5,370
New +$223K
SQM icon
88
Sociedad Química y Minera de Chile
SQM
$20.8B
$202K 0.3%
+3,391
New +$229K
VALE icon
89
Vale
VALE
$63.4B
$179K 0.26%
+13,350
New +$182K
MDXG icon
90
MiMedx Group
MDXG
$622M
$177K 0.26%
+24,334
New +$181K
SFL icon
91
SFL Corp
SFL
$1.58B
$176K 0.26%
+15,763
New +$163K
F icon
92
Ford
F
$55.8B
$170K 0.25%
13,650
-20,843
-60% -$271K
SOFI icon
93
SoFi Technologies
SOFI
$23.4B
$160K 0.23%
20,000
-2,350
-11% -$20.7K
BEEM icon
94
Beam Global
BEEM
$25.3M
$143K 0.21%
+19,400
New +$182K
PFLT icon
95
PennantPark Floating Rate Capital
PFLT
$734M
$130K 0.19%
+12,205
New +$132K
NEA icon
96
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$127K 0.19%
+13,146
New +$138K
AVK
97
Advent Convertible and Income Fund
AVK
$563M
$121K 0.18%
+11,893
New +$132K
EDIT icon
98
Editas Medicine
EDIT
$432M
$105K 0.15%
+13,420
New +$115K
OXLC
99
Oxford Lane Capital
OXLC
$905M
$101K 0.15%
+4,037
New +$104K
CVM icon
100
CEL-SCI Corp
CVM
$26M
$24.1K 0.04%
+643
New +$30.8K
2 3
4
5 6

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TWM
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NS
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CIA
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ECM
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CCG
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AP
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MCO
MAK Capital One New York $679M AUM 29.02% 1-Year Est. Return

Calton & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Calton & Associates held 263 positions worth $68.4M, down 68% from $214M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Calton & Associates withdrew a net $144M in Q3 2023, closing 162 positions and reducing 36 holdings. Its most notable exit was Vanguard Financials ETF, an estimated $6.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 7.6% a quarter earlier, followed by Financials and Energy.

Against the trend, Calton & Associates opened a new position in JPMorgan Equity Premium Income ETF worth $1.66M.

  • Calton & Associates's largest Q3 2023 buy was JPMorgan Equity Premium Income ETF: 30,990 shares worth $1.66M.
  • Calton & Associates added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2023, an estimated $1.63M increase.
  • Calton & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $5.63M.
  • Calton & Associates fully exited Vanguard Financials ETF in Q3 2023, selling an estimated $6.74M.
  • Calton & Associates's ten largest holdings make up 43% of its $68.4M portfolio in Q3 2023.
  • Calton & Associates opened 51 new positions and closed 162 in Q3 2023.
  • Calton & Associates's portfolio value fell 68% quarter-over-quarter to $68.4M.

Based on Calton & Associates's 13F filing for Q3 2023, filed 1 Nov 2023.