We are live on ! Find out more
CA

Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-1.73%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$68.4M
AUM Growth
-$146M
Cap. Flow
-$144M
Cap. Flow %
-210.99%
Top 10 Hldgs %
42.85%
Holding
263
New
51
Increased
14
Reduced
36
Closed
162

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.71M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.63M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.51M
4
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$1.5M
5
UNH icon
UnitedHealth
UNH
+$1.17M

Top Sells

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$6.74M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$5.63M
3
AAPL icon
Apple
AAPL
+$5.06M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.97M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$4.71M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Financials 6.85%
3 Energy 5.32%
4 Healthcare 4.29%
5 Consumer Discretionary 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
51
Vanguard FTSE Developed Markets ETF
VEA
$236B
$349K 0.51%
7,994
-31,198
-80% -$1.43M
FDVV icon
52
Fidelity High Dividend ETF
FDVV
$10.4B
$344K 0.5%
8,903
-18,311
-67% -$738K
SDGR icon
53
Schrodinger
SDGR
$1.4B
$335K 0.49%
+11,850
New +$478K
WMB icon
54
Williams Companies
WMB
$87.9B
$321K 0.47%
+9,525
New +$325K
TMFC icon
55
Motley Fool 100 Index ETF
TMFC
$2.12B
$319K 0.47%
+8,115
New +$331K
HD icon
56
Home Depot
HD
$350B
$318K 0.46%
1,051
-6,189
-85% -$1.99M
DEM icon
57
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$312K 0.46%
+8,326
New +$324K
SLV icon
58
iShares Silver Trust
SLV
$32B
$309K 0.45%
+15,175
New +$328K
KORP icon
59
American Century Diversified Corporate Bond ETF
KORP
$896M
$303K 0.44%
+6,806
New +$307K
CALF icon
60
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.87B
$298K 0.44%
+7,143
New +$302K
CVX icon
61
Chevron
CVX
$382B
$298K 0.44%
1,765
-6,489
-79% -$1.05M
JPST icon
62
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$295K 0.43%
+5,876
New +$294K
IBM icon
63
IBM
IBM
$223B
$286K 0.42%
+2,040
New +$290K
CAT icon
64
Caterpillar
CAT
$385B
$286K 0.42%
+1,047
New +$284K
PFEB icon
65
Innovator US Equity Power Buffer ETF February
PFEB
$923M
$285K 0.42%
+9,357
New +$289K
DNP icon
66
DNP Select Income Fund
DNP
$4.09B
$283K 0.41%
29,756
+19,362
+186% +$195K
SCHG icon
67
Schwab US Large-Cap Growth ETF
SCHG
$63B
$283K 0.41%
+15,548
New +$293K
GNK icon
68
Genco Shipping & Trading
GNK
$1.09B
$282K 0.41%
+20,160
New +$278K
PG icon
69
Procter & Gamble
PG
$340B
$273K 0.4%
1,869
-1,872
-50% -$286K
GLD icon
70
SPDR Gold Trust
GLD
$143B
$271K 0.4%
1,580
-9,615
-86% -$1.72M
JPM icon
71
JPMorgan Chase
JPM
$956B
$270K 0.39%
1,863
-8,686
-82% -$1.3M
RWJ icon
72
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
$262K 0.38%
7,205
-5,641
-44% -$217K
VIG icon
73
Vanguard Dividend Appreciation ETF
VIG
$114B
$256K 0.37%
+1,645
New +$267K
AVGO icon
74
Broadcom
AVGO
$2.01T
$249K 0.36%
+3,000
New +$260K
PDI icon
75
PIMCO Dynamic Income Fund
PDI
$7.45B
$249K 0.36%
+14,385
New +$265K
1 2
3
4 5

Similar funds

DMC
Drexel Morgan & Co Radnor, Pennsylvania $682M AUM 21.01% 1-Year Est. Return
TWM
Tolleson Wealth Management Dallas, Texas $685M AUM 15.32% 1-Year Est. Return
NS
Night Squared New York $681M AUM 50% 1-Year Est. Return
CIA
Covington Investment Advisors Ligonier, Pennsylvania $680M AUM 28.91% 1-Year Est. Return
ECM
Estabrook Capital Management New York $685M AUM 26.64% 1-Year Est. Return
CCG
Clearlake Capital Group Santa Monica, California $680M AUM 30.34% 1-Year Est. Return
AP
Advisors Preferred Rockville, Maryland $679M AUM 22.19% 1-Year Est. Return
MCO
MAK Capital One New York $679M AUM 29.02% 1-Year Est. Return

Calton & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Calton & Associates held 263 positions worth $68.4M, down 68% from $214M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Calton & Associates withdrew a net $144M in Q3 2023, closing 162 positions and reducing 36 holdings. Its most notable exit was Vanguard Financials ETF, an estimated $6.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 7.6% a quarter earlier, followed by Financials and Energy.

Against the trend, Calton & Associates opened a new position in JPMorgan Equity Premium Income ETF worth $1.66M.

  • Calton & Associates's largest Q3 2023 buy was JPMorgan Equity Premium Income ETF: 30,990 shares worth $1.66M.
  • Calton & Associates added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2023, an estimated $1.63M increase.
  • Calton & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $5.63M.
  • Calton & Associates fully exited Vanguard Financials ETF in Q3 2023, selling an estimated $6.74M.
  • Calton & Associates's ten largest holdings make up 43% of its $68.4M portfolio in Q3 2023.
  • Calton & Associates opened 51 new positions and closed 162 in Q3 2023.
  • Calton & Associates's portfolio value fell 68% quarter-over-quarter to $68.4M.

Based on Calton & Associates's 13F filing for Q3 2023, filed 1 Nov 2023.