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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$457M
AUM Growth
-$69.5M
Cap. Flow
-$64.4M
Cap. Flow %
-14.09%
Top 10 Hldgs %
23.09%
Holding
445
New
39
Increased
154
Reduced
183
Closed
50

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.7M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$4.88M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.99M
5
LEMB icon
iShares JPMorgan EM Local Currency Bond ETF
LEMB
+$2.82M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$14M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$11.2M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$9.37M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.62M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$7.4M

Sector Composition

Rank Sector Weight
1 Technology 7.76%
2 Healthcare 3.99%
3 Financials 3.36%
4 Consumer Discretionary 2.7%
5 Industrials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMDY icon
51
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
$577M
$2.35M 0.51%
+40,154
New +$2.24M
VTI icon
52
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$2.18M 0.48%
9,824
-2,225
-18% -$507K
MUB icon
53
iShares National Muni Bond ETF
MUB
$45.8B
$2.17M 0.47%
18,637
-992
-5% -$116K
IYE icon
54
iShares US Energy ETF
IYE
$1.78B
$2.13M 0.47%
75,259
-94,166
-56% -$2.53M
JPM icon
55
JPMorgan Chase
JPM
$956B
$2.08M 0.46%
17,698
+5,583
+46% +$875K
EFAV icon
56
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.48B
$2.08M 0.46%
27,641
-224
-0.8% -$17.4K
BSV icon
57
Vanguard Short-Term Bond ETF
BSV
$45.6B
$2.06M 0.45%
25,176
-2,052
-8% -$169K
PTH icon
58
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$247M
$1.96M 0.43%
36,603
+4,674
+15% +$262K
EMXC icon
59
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.8B
$1.95M 0.43%
+32,217
New +$1.99M
XSLV icon
60
Invesco S&P SmallCap Low Volatility ETF
XSLV
$246M
$1.95M 0.43%
41,309
+205
+0.5% +$9.71K
SPYD icon
61
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.68B
$1.92M 0.42%
49,142
+3,770
+8% +$150K
HYG icon
62
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$1.92M 0.42%
21,909
-2,089
-9% -$183K
RSP icon
63
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$1.9M 0.42%
12,702
-7,715
-38% -$1.18M
SLYV icon
64
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$1.9M 0.42%
23,162
+338
+1% +$27.8K
PZA icon
65
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$1.86M 0.41%
69,253
+3,213
+5% +$87.6K
CFO icon
66
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$425M
$1.85M 0.4%
26,010
-1,160
-4% -$84.8K
VPU
67
Vanguard Utilities ETF
VPU
$8.35B
$1.85M 0.4%
13,286
+1,365
+11% +$199K
TOTL icon
68
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.99B
$1.76M 0.38%
36,392
-333
-0.9% -$16.1K
BA icon
69
Boeing
BA
$184B
$1.75M 0.38%
7,982
-939
-11% -$209K
PGX icon
70
Invesco Preferred ETF
PGX
$3.76B
$1.74M 0.38%
115,612
+54,124
+88% +$822K
SPTM icon
71
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$1.65M 0.36%
31,094
+1,929
+7% +$105K
VZ icon
72
Verizon
VZ
$195B
$1.65M 0.36%
30,478
-818
-3% -$45.2K
VCSH icon
73
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.9B
$1.57M 0.34%
19,045
+3,478
+22% +$287K
IAU icon
74
iShares Gold Trust
IAU
$65.1B
$1.54M 0.34%
46,014
-50,196
-52% -$1.71M
FTCS icon
75
First Trust Capital Strength ETF
FTCS
$7.99B
$1.53M 0.34%
20,498
+5,298
+35% +$413K
1 2
3
4 5

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CCG
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Calton & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Calton & Associates held 445 positions worth $457M, down 13% from $526M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Calton & Associates withdrew a net $64.4M in Q3 2021, closing 50 positions and reducing 183 holdings. Its most notable exit was Invesco S&P MidCap Low Volatility ETF, an estimated $2.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Calton & Associates opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $4.88M.

  • Calton & Associates's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Corporate ETF: 197,210 shares worth $4.88M.
  • Calton & Associates added most to iShares Core Dividend Growth ETF in Q3 2021, an estimated $5.7M increase.
  • Calton & Associates's biggest Q3 2021 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $14M.
  • Calton & Associates fully exited Invesco S&P MidCap Low Volatility ETF in Q3 2021, selling an estimated $2.63M.
  • Calton & Associates's ten largest holdings make up 23% of its $457M portfolio in Q3 2021.
  • Calton & Associates opened 39 new positions and closed 50 in Q3 2021.
  • Calton & Associates's portfolio value fell 13% quarter-over-quarter to $457M.

Based on Calton & Associates's 13F filing for Q3 2021, filed 5 Nov 2021.