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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-1.73%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$68.4M
AUM Growth
-$146M
Cap. Flow
-$144M
Cap. Flow %
-210.99%
Top 10 Hldgs %
42.85%
Holding
263
New
51
Increased
14
Reduced
36
Closed
162

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.71M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.63M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.51M
4
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$1.5M
5
UNH icon
UnitedHealth
UNH
+$1.17M

Top Sells

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$6.74M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$5.63M
3
AAPL icon
Apple
AAPL
+$5.06M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.97M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$4.71M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Financials 6.85%
3 Energy 5.32%
4 Healthcare 4.29%
5 Consumer Discretionary 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
26
Walmart Inc
WMT
$892B
$625K 0.91%
11,715
+3,126
+36% +$166K
MU icon
27
Micron Technology
MU
$992B
$588K 0.86%
+8,644
New +$579K
PECO icon
28
Phillips Edison & Co
PECO
$5.16B
$569K 0.83%
16,955
-35,200
-67% -$1.22M
PTNQ icon
29
Pacer Trendpilot 100 ETF
PTNQ
$1.25B
$536K 0.78%
8,732
-10,330
-54% -$645K
VNLA icon
30
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$521K 0.76%
+10,859
New +$520K
VUG icon
31
Vanguard Morningstar Growth ETF
VUG
$230B
$521K 0.76%
11,472
-99,696
-90% -$4.71M
IYK icon
32
iShares US Consumer Staples ETF
IYK
$1.43B
$508K 0.74%
8,163
-11,895
-59% -$786K
FIS icon
33
Fidelity National Information Services
FIS
$21.9B
$498K 0.73%
+9,006
New +$518K
TSLA icon
34
Tesla
TSLA
$1.3T
$496K 0.72%
1,981
-1,679
-46% -$431K
GOOGL icon
35
Alphabet (Google) Class A
GOOGL
$4.35T
$492K 0.72%
3,758
+1,641
+78% +$212K
MOAT icon
36
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$478K 0.7%
+6,299
New +$502K
TIP icon
37
iShares TIPS Bond ETF
TIP
$14.7B
$470K 0.69%
4,531
-13,959
-75% -$1.48M
VTV icon
38
Vanguard Morningstar Value ETF
VTV
$192B
$461K 0.67%
+3,339
New +$478K
XLK icon
39
State Street Technology Select Sector SPDR ETF
XLK
$123B
$450K 0.66%
5,484
-32,308
-85% -$2.77M
FSK icon
40
FS KKR Capital
FSK
$3.35B
$440K 0.64%
22,352
-4,175
-16% -$83.5K
JEPQ icon
41
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$41.4B
$434K 0.63%
+9,237
New +$445K
NAPR icon
42
Innovator Growth-100 Power Buffer ETF April
NAPR
$213M
$414K 0.61%
+9,905
New +$416K
UJUL icon
43
Innovator US Equity Ultra Buffer ETF July
UJUL
$297M
$406K 0.59%
+12,040
New +$347K
GDX icon
44
VanEck Gold Miners ETF
GDX
$27.5B
$405K 0.59%
15,034
-31,148
-67% -$918K
NJUL icon
45
Innovator Growth-100 Power Buffer ETF July
NJUL
$260M
$404K 0.59%
+7,960
New +$410K
PJUN icon
46
Innovator US Equity Power Buffer ETF June
PJUN
$976M
$401K 0.59%
+12,820
New +$407K
ABBV icon
47
AbbVie
ABBV
$434B
$384K 0.56%
2,573
-2,291
-47% -$336K
META icon
48
Meta Platforms (Facebook)
META
$1.51T
$374K 0.55%
1,247
+270
+28% +$81.4K
SPYV icon
49
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$372K 0.54%
+9,020
New +$391K
JNJ icon
50
Johnson & Johnson
JNJ
$625B
$366K 0.53%
2,348
-1,813
-44% -$299K
1
2
3 4 5

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ECM
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CCG
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Calton & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Calton & Associates held 263 positions worth $68.4M, down 68% from $214M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Calton & Associates withdrew a net $144M in Q3 2023, closing 162 positions and reducing 36 holdings. Its most notable exit was Vanguard Financials ETF, an estimated $6.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 7.6% a quarter earlier, followed by Financials and Energy.

Against the trend, Calton & Associates opened a new position in JPMorgan Equity Premium Income ETF worth $1.66M.

  • Calton & Associates's largest Q3 2023 buy was JPMorgan Equity Premium Income ETF: 30,990 shares worth $1.66M.
  • Calton & Associates added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2023, an estimated $1.63M increase.
  • Calton & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $5.63M.
  • Calton & Associates fully exited Vanguard Financials ETF in Q3 2023, selling an estimated $6.74M.
  • Calton & Associates's ten largest holdings make up 43% of its $68.4M portfolio in Q3 2023.
  • Calton & Associates opened 51 new positions and closed 162 in Q3 2023.
  • Calton & Associates's portfolio value fell 68% quarter-over-quarter to $68.4M.

Based on Calton & Associates's 13F filing for Q3 2023, filed 1 Nov 2023.