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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
+8.11%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$375M
AUM Growth
-$82M
Cap. Flow
-$110M
Cap. Flow %
-29.45%
Top 10 Hldgs %
22.11%
Holding
418
New
23
Increased
131
Reduced
197
Closed
53

Top Buys

Rank Stock Value
1
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$2.75M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.16M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.02M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.39M
5
LQDI icon
iShares Inflation Hedged Corporate Bond ETF
LQDI
+$1.24M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17.9M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$16.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.26M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$5.57M
5
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$4.88M

Sector Composition

Rank Sector Weight
1 Technology 10.12%
2 Financials 3.31%
3 Consumer Discretionary 3.24%
4 Healthcare 3.2%
5 Industrials 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
401
Northrop Grumman
NOC
$81.5B
– –
-722
Closed -$260K
NSC icon
402
Norfolk Southern
NSC
$75.1B
– –
-1,045
Closed -$250K
PGX icon
403
Invesco Preferred ETF
PGX
$3.76B
– –
-115,612
Closed -$1.74M
PRU icon
404
Prudential Financial
PRU
$42B
– –
-2,400
Closed -$252K
RMD icon
405
ResMed
RMD
$32B
– –
-1,585
Closed -$417K
SO icon
406
Southern Company
SO
$105B
– –
-4,255
Closed -$263K
SYY icon
407
Sysco
SYY
$40.3B
– –
-2,553
Closed -$200K
TXMD icon
408
TherapeuticsMD
TXMD
$24.1M
– –
-240
Closed -$8K
USRT icon
409
iShares Core US REIT ETF
USRT
$4.55B
– –
-4,982
Closed -$292K
VBK icon
410
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.7B
– –
-1,033
Closed -$289K
VCR icon
411
Vanguard Consumer Discretionary ETF
VCR
$6.16B
– –
-687
Closed -$212K
VOE icon
412
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.3B
– –
-3,567
Closed -$498K
VOT icon
413
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
– –
-2,922
Closed -$690K
WBA
414
DELISTED
Walgreens Boots Alliance
WBA
– –
-4,687
Closed -$220K
CS
415
DELISTED
Credit Suisse Group
CS
– –
-15,011
Closed -$148K
SUNS
416
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
– –
-12,182
Closed -$188K
XLRN
417
DELISTED
Acceleron Pharma
XLRN
– –
-2,151
Closed -$370K
IBDM
418
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
– –
-197,210
Closed -$4.88M
13 14 15 16
17

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DMC
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TWM
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NS
Night Squared New York $681M AUM 50% 1-Year Est. Return
CIA
Covington Investment Advisors Ligonier, Pennsylvania $680M AUM 28.91% 1-Year Est. Return
ECM
Estabrook Capital Management New York $685M AUM 26.64% 1-Year Est. Return
CCG
Clearlake Capital Group Santa Monica, California $680M AUM 30.34% 1-Year Est. Return
AP
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MCO
MAK Capital One New York $679M AUM 29.02% 1-Year Est. Return

Calton & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Calton & Associates held 418 positions worth $375M, down 18% from $457M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Calton & Associates withdrew a net $110M in Q4 2021, closing 53 positions and reducing 197 holdings. Its most notable exit was iShares iBonds Dec 2021 Term Corporate ETF, an estimated $4.88M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 7.8% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Calton & Associates opened a new position in Invesco S&P MidCap Low Volatility ETF worth $2.88M.

  • Calton & Associates's largest Q4 2021 buy was Invesco S&P MidCap Low Volatility ETF: 49,228 shares worth $2.88M.
  • Calton & Associates added most to iShares TIPS Bond ETF in Q4 2021, an estimated $2.16M increase.
  • Calton & Associates's biggest Q4 2021 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $17.9M.
  • Calton & Associates fully exited iShares iBonds Dec 2021 Term Corporate ETF in Q4 2021, selling an estimated $4.88M.
  • Calton & Associates's ten largest holdings make up 22% of its $375M portfolio in Q4 2021.
  • Calton & Associates opened 23 new positions and closed 53 in Q4 2021.
  • Calton & Associates's portfolio value fell 18% quarter-over-quarter to $375M.

Based on Calton & Associates's 13F filing for Q4 2021, filed 13 Jan 2022.