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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$457M
AUM Growth
-$69.5M
Cap. Flow
-$64.4M
Cap. Flow %
-14.09%
Top 10 Hldgs %
23.09%
Holding
445
New
39
Increased
154
Reduced
183
Closed
50

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.7M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$4.88M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.99M
5
LEMB icon
iShares JPMorgan EM Local Currency Bond ETF
LEMB
+$2.82M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$14M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$11.2M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$9.37M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.62M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$7.4M

Sector Composition

Rank Sector Weight
1 Technology 7.76%
2 Healthcare 3.99%
3 Financials 3.36%
4 Consumer Discretionary 2.7%
5 Industrials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIS icon
376
General Mills
GIS
$20.1B
$200K 0.04%
3,345
-777
-19% -$45.9K
SYY icon
377
Sysco
SYY
$40.3B
$200K 0.04%
+2,553
New +$195K
OMER icon
378
Omeros
OMER
$986M
$198K 0.04%
14,370
-83
-0.6% -$1.24K
VST icon
379
Vistra
VST
$48.6B
$198K 0.04%
11,579
-60
-0.5% -$1.11K
EVN
380
Eaton Vance Municipal Income Trust
EVN
$427M
$196K 0.04%
14,174
+3,402
+32% +$48.3K
OCSL icon
381
Oaktree Specialty Lending
OCSL
$1.13B
$196K 0.04%
9,293
+267
+3% +$5.64K
SUNS
382
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$188K 0.04%
12,182
+280
+2% +$4.38K
FULT icon
383
Fulton Financial
FULT
$4.63B
$186K 0.04%
12,176
– –
CS
384
DELISTED
Credit Suisse Group
CS
$148K 0.03%
15,011
+2,595
+21% +$26.5K
MRCC
385
DELISTED
Monroe Capital Corp
MRCC
$122K 0.03%
11,827
+341
+3% +$3.68K
PMM
386
Franklin Managed Municipal Income Trust
PMM
$273M
$114K 0.03%
13,683
– –
ACB
387
Aurora Cannabis
ACB
$216M
$111K 0.02%
1,617
+3
+0.2% +$213
KMDA icon
388
Kamada
KMDA
$410M
$101K 0.02%
19,214
-156
-0.8% -$853
TACO
389
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$95K 0.02%
10,935
-33
-0.3% -$292
ATRS
390
DELISTED
Antares Pharma, Inc.
ATRS
$78K 0.02%
21,500
– –
ADAM
391
Adamas Trust
ADAM
$926M
$66K 0.01%
3,920
+76
+2% +$1.32K
RKDA icon
392
Arcadia Biosciences
RKDA
$1.44M
$26K 0.01%
325
– –
SRGA
393
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$25K 0.01%
778
-6
-0.8% -$220
PTN
394
Palatin Technologies
PTN
$13.2M
$15K ﹤0.01%
27
– –
TXMD icon
395
TherapeuticsMD
TXMD
$24.2M
$8K ﹤0.01%
240
– –
ADM icon
396
Archer Daniels Midland
ADM
$38.5B
– –
-3,882
Closed -$235K
AEE icon
397
Ameren
AEE
$29.7B
– –
-3,018
Closed -$242K
AL
398
DELISTED
Air Lease Corp
AL
– –
-5,006
Closed -$209K
AMLP icon
399
Alerian MLP ETF
AMLP
$13.3B
– –
-9,382
Closed -$342K
AMT icon
400
American Tower
AMT
$79.4B
– –
-867
Closed -$234K
14 15
16
17 18

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TWM
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NS
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CIA
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ECM
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CCG
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MCO
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REAM
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Calton & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Calton & Associates held 445 positions worth $457M, down 13% from $526M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Calton & Associates withdrew a net $64.4M in Q3 2021, closing 50 positions and reducing 183 holdings. Its most notable exit was Invesco S&P MidCap Low Volatility ETF, an estimated $2.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Calton & Associates opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $4.88M.

  • Calton & Associates's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Corporate ETF: 197,210 shares worth $4.88M.
  • Calton & Associates added most to iShares Core Dividend Growth ETF in Q3 2021, an estimated $5.7M increase.
  • Calton & Associates's biggest Q3 2021 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $14M.
  • Calton & Associates fully exited Invesco S&P MidCap Low Volatility ETF in Q3 2021, selling an estimated $2.63M.
  • Calton & Associates's ten largest holdings make up 23% of its $457M portfolio in Q3 2021.
  • Calton & Associates opened 39 new positions and closed 50 in Q3 2021.
  • Calton & Associates's portfolio value fell 13% quarter-over-quarter to $457M.

Based on Calton & Associates's 13F filing for Q3 2021, filed 5 Nov 2021.