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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
+4.7%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$514M
AUM Growth
-$46.6M
Cap. Flow
-$67.5M
Cap. Flow %
-13.14%
Top 10 Hldgs %
33.05%
Holding
439
New
57
Increased
145
Reduced
185
Closed
42

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$3.36M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$3.06M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.58M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.8M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.58M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$8.62M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.79M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.14M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$4.76M

Sector Composition

Rank Sector Weight
1 Technology 6.77%
2 Healthcare 3.67%
3 Financials 2.93%
4 Consumer Discretionary 2.52%
5 Industrials 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQEW icon
376
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.84B
$201K 0.04%
+1,945
New +$201K
CGC
377
Canopy Growth
CGC
$426M
$200K 0.04%
624
-289
-32% -$102K
SPE
378
Special Opportunities Fund
SPE
$144M
$198K 0.04%
+14,149
New +$197K
TCPC icon
379
BlackRock TCP Capital
TCPC
$327M
$198K 0.04%
14,284
+333
+2% +$4.23K
BHK icon
380
BlackRock Core Bond Trust
BHK
$664M
$197K 0.04%
12,519
-70
-0.6% -$1.11K
PID icon
381
Invesco International Dividend Achievers ETF
PID
$914M
$194K 0.04%
+11,610
New +$190K
NMFC icon
382
New Mountain Finance
NMFC
$732M
$175K 0.03%
14,133
+103
+0.7% +$1.26K
SUNS
383
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$156K 0.03%
10,638
+254
+2% +$3.81K
ACB
384
Aurora Cannabis
ACB
$216M
$152K 0.03%
+1,635
New +$183K
OCSL icon
385
Oaktree Specialty Lending
OCSL
$1.13B
$150K 0.03%
8,058
+273
+4% +$4.91K
KMDA icon
386
Kamada
KMDA
$409M
$119K 0.02%
19,150
+6,891
+56% +$45.6K
PMM
387
Franklin Managed Municipal Income Trust
PMM
$273M
$112K 0.02%
13,683
– –
MRCC
388
DELISTED
Monroe Capital Corp
MRCC
$107K 0.02%
10,657
+280
+3% +$2.57K
TACO
389
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$105K 0.02%
+10,951
New +$111K
ATRS
390
DELISTED
Antares Pharma, Inc.
ATRS
$88K 0.02%
21,500
– –
PSEC icon
391
Prospect Capital
PSEC
$1.15B
$85K 0.02%
+11,127
New +$76.8K
ADAM
392
Adamas Trust
ADAM
$920M
$67K 0.01%
3,773
+80
+2% +$1.32K
SRGA
393
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$54K 0.01%
819
+4
+0.5% +$279
BCIC
394
BCP Investment Corp
BCIC
$95.8M
$41K 0.01%
+1,879
New +$37.9K
RKDA icon
395
Arcadia Biosciences
RKDA
$1.43M
$36K 0.01%
325
– –
PTN
396
Palatin Technologies
PTN
$13.3M
$23K ﹤0.01%
27
– –
TXMD icon
397
TherapeuticsMD
TXMD
$24.1M
$16K ﹤0.01%
240
-40
-14% -$3.13K
ADPT icon
398
Adaptive Biotechnologies
ADPT
$4.08B
– –
-3,734
Closed -$221K
ALGN icon
399
Align Technology
ALGN
$12.4B
– –
-480
Closed -$257K
AMT icon
400
American Tower
AMT
$79.2B
– –
-953
Closed -$214K
14 15
16
17 18

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TWM
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NS
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CIA
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ECM
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CCG
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MCO
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REAM
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Calton & Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Calton & Associates held 439 positions worth $514M, down 8.3% from $560M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Calton & Associates withdrew a net $67.5M in Q1 2021, closing 42 positions and reducing 185 holdings. Its most notable exit was iShares S&P Small-Cap 600 Value ETF, an estimated $4.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, down from 7% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Calton & Associates opened a new position in iShares Gold Trust worth $3.2M.

  • Calton & Associates's largest Q1 2021 buy was iShares Gold Trust: 98,455 shares worth $3.2M.
  • Calton & Associates added most to iShares Core 60/40 Balanced Allocation ETF in Q1 2021, an estimated $3.06M increase.
  • Calton & Associates's biggest Q1 2021 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $13.4M.
  • Calton & Associates fully exited iShares S&P Small-Cap 600 Value ETF in Q1 2021, selling an estimated $4.7M.
  • Calton & Associates's ten largest holdings make up 33% of its $514M portfolio in Q1 2021.
  • Calton & Associates opened 57 new positions and closed 42 in Q1 2021.
  • Calton & Associates's portfolio value fell 8.3% quarter-over-quarter to $514M.

Based on Calton & Associates's 13F filing for Q1 2021, filed 3 May 2021.