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Calton & Associates Portfolio holdings

AUM $696M
1-Year Est. Return 18.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+18.3%
3 Year Est. Return
+55.27%
5 Year Est. Return
+61.88%
10 Year Est. Return
–
AUM
$498M
AUM Growth
+$47.5M
Cap. Flow
+$18.2M
Cap. Flow %
3.66%
Top 10 Hldgs %
36.91%
Holding
401
New
57
Increased
179
Reduced
114
Closed
43

Top Buys

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.24M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$1.82M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.73M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$1.52M
5
VDC icon
Vanguard Consumer Staples ETF
VDC
+$1.23M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.99M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.79M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.84M
4
BND icon
Vanguard Total Bond Market
BND
+$1.42M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$775K

Sector Composition

Rank Sector Weight
1 Technology 5%
2 Healthcare 4.5%
3 Financials 3.75%
4 Communication Services 2.47%
5 Industrials 2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSI icon
376
Motorola Solutions
MSI
$77.4B
– –
-3,135
Closed -$534K
NUE icon
377
Nucor
NUE
$62.1B
– –
-4,143
Closed -$211K
PBW icon
378
Invesco WilderHill Clean Energy ETF
PBW
$461M
– –
-11,557
Closed -$337K
PGX icon
379
Invesco Preferred ETF
PGX
$3.78B
– –
-47,504
Closed -$714K
PHK
380
PIMCO High Income Fund
PHK
$880M
– –
-11,660
Closed -$90K
PNQI icon
381
Invesco NASDAQ Internet ETF
PNQI
$541M
– –
-12,540
Closed -$326K
PPA icon
382
Invesco Aerospace & Defense ETF
PPA
$8.7B
– –
-5,676
Closed -$384K
PPL
383
PPL Corp
PPL
$26.7B
– –
-6,718
Closed -$212K
PUI icon
384
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.4M
– –
-10,354
Closed -$363K
RSP icon
385
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
– –
-27,696
Closed -$2.99M
SABA
386
Saba Capital Income & Opportunities Fund II
SABA
$223M
– –
-6,018
Closed -$74K
SBAC icon
387
SBA Communications
SBAC
$19.5B
– –
-2,096
Closed -$506K
SHM icon
388
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
– –
-4,079
Closed -$200K
SIRI icon
389
SiriusXM
SIRI
$10.1B
– –
-1,211
Closed -$76K
TEI
390
Templeton Emerging Markets Income Fund
TEI
$321M
– –
-13,142
Closed -$119K
TLT icon
391
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
– –
-5,415
Closed -$775K
VIOO icon
392
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.33B
– –
-4,144
Closed -$296K
VNDA icon
393
Vanda Pharmaceuticals
VNDA
$302M
– –
-10,924
Closed -$145K
VNLA icon
394
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
– –
-7,132
Closed -$357K
VRSN icon
395
VeriSign
VRSN
$26.6B
– –
-2,434
Closed -$459K
WEC icon
396
WEC Energy
WEC
$35.1B
– –
-3,101
Closed -$295K
HIE
397
DELISTED
Miller/Howard High Income Equity Fund
HIE
– –
-12,736
Closed -$139K
DWTR
398
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
– –
-11,572
Closed -$363K
MDCO
399
DELISTED
Medicines Co
MDCO
– –
-4,651
Closed -$233K
BSJJ
400
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
– –
-8,650
Closed -$207K
13 14 15
16
17

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SCM
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MCM
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KLI
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CGIC
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TCM
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SAM
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Calton & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Calton & Associates held 401 positions worth $498M, up 11% from $450M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Calton & Associates deployed $18.2M of net new capital in Q4 2019, opening 57 new positions and adding to 179 existing holdings. Its largest new stake was Immunomedics Inc: 48,150 shares worth $1.02M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.79M trimmed.

  • Calton & Associates's largest Q4 2019 buy was Immunomedics Inc: 48,150 shares worth $1.02M.
  • Calton & Associates added most to State Street Health Care Select Sector SPDR ETF in Q4 2019, an estimated $2.24M increase.
  • Calton & Associates's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.79M.
  • Calton & Associates fully exited Invesco S&P 500 Equal Weight ETF in Q4 2019, selling an estimated $2.99M.
  • Calton & Associates's ten largest holdings make up 37% of its $498M portfolio in Q4 2019.
  • Calton & Associates opened 57 new positions and closed 43 in Q4 2019.
  • Calton & Associates's portfolio value rose 11% quarter-over-quarter to $498M.

Based on Calton & Associates's 13F filing for Q4 2019, filed 3 Feb 2020.