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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
+8.11%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$375M
AUM Growth
-$82M
Cap. Flow
-$110M
Cap. Flow %
-29.45%
Top 10 Hldgs %
22.11%
Holding
418
New
23
Increased
131
Reduced
197
Closed
53

Top Buys

Rank Stock Value
1
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$2.75M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.16M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.02M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.39M
5
LQDI icon
iShares Inflation Hedged Corporate Bond ETF
LQDI
+$1.24M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17.9M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$16.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.26M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$5.57M
5
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$4.88M

Sector Composition

Rank Sector Weight
1 Technology 10.12%
2 Financials 3.31%
3 Consumer Discretionary 3.24%
4 Healthcare 3.2%
5 Industrials 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHK icon
351
BlackRock Core Bond Trust
BHK
$664M
$198K 0.05%
12,011
-489
-4% -$8.02K
EVN
352
Eaton Vance Municipal Income Trust
EVN
$431M
$196K 0.05%
14,186
+12
+0.1% +$165
HBP
353
DELISTED
Huttig Building Products, Inc.
HBP
$162K 0.04%
+14,643
New +$119K
CVM icon
354
CEL-SCI Corp
CVM
$26.6M
$149K 0.04%
703
-167
-19% -$51.2K
TACO
355
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$134K 0.04%
10,820
-115
-1% -$1.11K
MRCC
356
DELISTED
Monroe Capital Corp
MRCC
$131K 0.04%
11,760
-67
-0.6% -$727
KMDA icon
357
Kamada
KMDA
$409M
$123K 0.03%
18,814
-400
-2% -$2.38K
PMM
358
Franklin Managed Municipal Income Trust
PMM
$273M
$120K 0.03%
13,683
– –
OMER icon
359
Omeros
OMER
$987M
$90K 0.02%
14,103
-267
-2% -$1.94K
ACB
360
Aurora Cannabis
ACB
$216M
$83K 0.02%
1,538
-79
-5% -$5.31K
ADAM
361
Adamas Trust
ADAM
$924M
$66K 0.02%
4,496
+576
+15% +$9.44K
ATRS
362
DELISTED
Antares Pharma, Inc.
ATRS
$41K 0.01%
11,500
-10,000
-47% -$35K
SRGA
363
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$16K ﹤0.01%
772
-6
-0.8% -$160
RKDA icon
364
Arcadia Biosciences
RKDA
$1.44M
$13K ﹤0.01%
325
– –
PTN
365
Palatin Technologies
PTN
$13.3M
$12K ﹤0.01%
19
-8
-30% -$4.74K
AA icon
366
Alcoa
AA
$14B
– –
-7,657
Closed -$374K
ALL icon
367
Allstate
ALL
$66.9B
– –
-2,223
Closed -$283K
ALLO icon
368
Allogene Therapeutics
ALLO
$742M
– –
-9,546
Closed -$245K
ARKG icon
369
ARK Genomic Revolution ETF
ARKG
$1.8B
– –
-3,098
Closed -$231K
CMDY icon
370
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
$576M
– –
-40,154
Closed -$2.35M
DKS icon
371
Dick's Sporting Goods
DKS
$18.3B
– –
-2,963
Closed -$354K
DOCU
372
DocuSign
DOCU
$11.3B
– –
-934
Closed -$240K
EBAY icon
373
eBay
EBAY
$47.3B
– –
-3,170
Closed -$220K
EMXC icon
374
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.9B
– –
-32,217
Closed -$1.95M
FEP icon
375
First Trust Europe AlphaDEX Fund
FEP
$532M
– –
-4,946
Closed -$207K
13 14
15
16 17

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DMC
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TWM
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NS
Night Squared New York $681M AUM 50% 1-Year Est. Return
CIA
Covington Investment Advisors Ligonier, Pennsylvania $680M AUM 28.91% 1-Year Est. Return
ECM
Estabrook Capital Management New York $685M AUM 26.64% 1-Year Est. Return
CCG
Clearlake Capital Group Santa Monica, California $680M AUM 30.34% 1-Year Est. Return
MCO
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REAM
Ripple Effect Asset Management New York $679M AUM 81.6% 1-Year Est. Return

Calton & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Calton & Associates held 418 positions worth $375M, down 18% from $457M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Calton & Associates withdrew a net $110M in Q4 2021, closing 53 positions and reducing 197 holdings. Its most notable exit was iShares iBonds Dec 2021 Term Corporate ETF, an estimated $4.88M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 7.8% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Calton & Associates opened a new position in Invesco S&P MidCap Low Volatility ETF worth $2.88M.

  • Calton & Associates's largest Q4 2021 buy was Invesco S&P MidCap Low Volatility ETF: 49,228 shares worth $2.88M.
  • Calton & Associates added most to iShares TIPS Bond ETF in Q4 2021, an estimated $2.16M increase.
  • Calton & Associates's biggest Q4 2021 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $17.9M.
  • Calton & Associates fully exited iShares iBonds Dec 2021 Term Corporate ETF in Q4 2021, selling an estimated $4.88M.
  • Calton & Associates's ten largest holdings make up 22% of its $375M portfolio in Q4 2021.
  • Calton & Associates opened 23 new positions and closed 53 in Q4 2021.
  • Calton & Associates's portfolio value fell 18% quarter-over-quarter to $375M.

Based on Calton & Associates's 13F filing for Q4 2021, filed 13 Jan 2022.