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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$457M
AUM Growth
-$69.5M
Cap. Flow
-$64.4M
Cap. Flow %
-14.09%
Top 10 Hldgs %
23.09%
Holding
445
New
39
Increased
154
Reduced
183
Closed
50

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.7M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$4.88M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.99M
5
LEMB icon
iShares JPMorgan EM Local Currency Bond ETF
LEMB
+$2.82M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$14M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$11.2M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$9.37M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.62M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$7.4M

Sector Composition

Rank Sector Weight
1 Technology 7.76%
2 Healthcare 3.99%
3 Financials 3.36%
4 Consumer Discretionary 2.7%
5 Industrials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PID icon
351
Invesco International Dividend Achievers ETF
PID
$913M
$229K 0.05%
13,074
+24
+0.2% +$427
DG icon
352
Dollar General
DG
$26.5B
$226K 0.05%
1,067
+2
+0.2% +$451
TSCO icon
353
Tractor Supply
TSCO
$18.4B
$226K 0.05%
5,595
+15
+0.3% +$582
GD icon
354
General Dynamics
GD
$106B
$225K 0.05%
1,150
-397
-26% -$77.7K
TCHP icon
355
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.19B
$224K 0.05%
+7,052
New +$232K
TCPC icon
356
BlackRock TCP Capital
TCPC
$327M
$222K 0.05%
16,396
+391
+2% +$5.49K
ULTA icon
357
Ulta Beauty
ULTA
$23.3B
$221K 0.05%
614
+2
+0.3% +$722
EBAY icon
358
eBay
EBAY
$47.2B
$220K 0.05%
3,170
+7
+0.2% +$502
WBA
359
DELISTED
Walgreens Boots Alliance
WBA
$220K 0.05%
+4,687
New +$226K
RDVY icon
360
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
$218K 0.05%
+4,608
New +$223K
NBIX icon
361
Neurocrine Biosciences
NBIX
$16.5B
$217K 0.05%
2,263
-18
-0.8% -$1.7K
NEA icon
362
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$216K 0.05%
14,255
+82
+0.6% +$1.3K
NMFC icon
363
New Mountain Finance
NMFC
$730M
$216K 0.05%
16,266
+395
+2% +$5.28K
MS icon
364
Morgan Stanley
MS
$338B
$214K 0.05%
2,200
-1,734
-44% -$172K
VRTX icon
365
Vertex Pharmaceuticals
VRTX
$134B
$213K 0.05%
+1,175
New +$229K
VCR icon
366
Vanguard Consumer Discretionary ETF
VCR
$6.15B
$212K 0.05%
+687
New +$218K
CTSH icon
367
Cognizant
CTSH
$26.4B
$211K 0.05%
+2,854
New +$211K
BHK icon
368
BlackRock Core Bond Trust
BHK
$664M
$207K 0.05%
12,500
-30
-0.2% -$498
CTBI icon
369
Community Trust Bancorp
CTBI
$1.42B
$207K 0.05%
+4,938
New +$200K
FDS icon
370
Factset
FDS
$10.1B
$207K 0.05%
+525
New +$191K
FEP icon
371
First Trust Europe AlphaDEX Fund
FEP
$532M
$207K 0.05%
4,946
-1,721
-26% -$75K
GLW icon
372
Corning
GLW
$137B
$207K 0.05%
5,698
+11
+0.2% +$439
HPE icon
373
Hewlett Packard
HPE
$72B
$206K 0.05%
14,496
– –
AES icon
374
AES
AES
$10.5B
$204K 0.04%
8,962
-81
-0.9% -$1.97K
QQQH
375
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$384M
$204K 0.04%
+3,730
New +$212K
13 14
15
16 17

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DMC
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TWM
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NS
Night Squared New York $681M AUM 50% 1-Year Est. Return
CIA
Covington Investment Advisors Ligonier, Pennsylvania $680M AUM 28.91% 1-Year Est. Return
ECM
Estabrook Capital Management New York $685M AUM 26.64% 1-Year Est. Return
CCG
Clearlake Capital Group Santa Monica, California $680M AUM 30.34% 1-Year Est. Return
MCO
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REAM
Ripple Effect Asset Management New York $679M AUM 81.6% 1-Year Est. Return

Calton & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Calton & Associates held 445 positions worth $457M, down 13% from $526M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Calton & Associates withdrew a net $64.4M in Q3 2021, closing 50 positions and reducing 183 holdings. Its most notable exit was Invesco S&P MidCap Low Volatility ETF, an estimated $2.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Calton & Associates opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $4.88M.

  • Calton & Associates's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Corporate ETF: 197,210 shares worth $4.88M.
  • Calton & Associates added most to iShares Core Dividend Growth ETF in Q3 2021, an estimated $5.7M increase.
  • Calton & Associates's biggest Q3 2021 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $14M.
  • Calton & Associates fully exited Invesco S&P MidCap Low Volatility ETF in Q3 2021, selling an estimated $2.63M.
  • Calton & Associates's ten largest holdings make up 23% of its $457M portfolio in Q3 2021.
  • Calton & Associates opened 39 new positions and closed 50 in Q3 2021.
  • Calton & Associates's portfolio value fell 13% quarter-over-quarter to $457M.

Based on Calton & Associates's 13F filing for Q3 2021, filed 5 Nov 2021.