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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-16.03%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$404M
AUM Growth
-$93.7M
Cap. Flow
-$5.86M
Cap. Flow %
-1.45%
Top 10 Hldgs %
38.01%
Holding
395
New
38
Increased
119
Reduced
144
Closed
90

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$9.18M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.06M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$4.08M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.85M
5
AGN
Allergan plc
AGN
+$1.73M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.59M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.97M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.44M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.29M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.17M

Sector Composition

Rank Sector Weight
1 Technology 4.84%
2 Healthcare 4.39%
3 Financials 2.74%
4 Communication Services 2.18%
5 Consumer Discretionary 1.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHF
351
Western Asset Municipal High Income Fund
MHF
$154M
– –
-10,864
Closed -$82K
MINT icon
352
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
– –
-24,056
Closed -$2.44M
MS icon
353
Morgan Stanley
MS
$343B
– –
-7,248
Closed -$371K
NAD icon
354
Nuveen Quality Municipal Income Fund
NAD
$2.76B
– –
-13,530
Closed -$198K
NBIX icon
355
Neurocrine Biosciences
NBIX
$16.1B
– –
-1,995
Closed -$215K
NXJ
356
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
– –
-25,546
Closed -$375K
OEF icon
357
iShares S&P 100 ETF
OEF
$20.4B
– –
-3,547
Closed -$511K
OKE icon
358
Oneok
OKE
$57.5B
– –
-3,563
Closed -$270K
ONEQ icon
359
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.8B
– –
-18,470
Closed -$646K
PCY icon
360
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
– –
-26,654
Closed -$788K
PFLT icon
361
PennantPark Floating Rate Capital
PFLT
$751M
– –
-13,610
Closed -$166K
PNC icon
362
PNC Financial Services
PNC
$101B
– –
-2,028
Closed -$324K
PRU icon
363
Prudential Financial
PRU
$42B
– –
-3,040
Closed -$285K
PSX icon
364
Phillips 66
PSX
$89.4B
– –
-4,845
Closed -$540K
QCOM icon
365
Qualcomm
QCOM
$173B
– –
-2,826
Closed -$249K
QINT icon
366
American Century Quality Diversified International ETF
QINT
$696M
– –
-8,888
Closed -$369K
RGEN icon
367
Repligen
RGEN
$9.3B
– –
-3,378
Closed -$312K
ROKU icon
368
Roku
ROKU
$22.4B
– –
-1,590
Closed -$213K
RTX icon
369
RTX Corp
RTX
$297B
– –
-3,478
Closed -$328K
SBUX icon
370
Starbucks
SBUX
$121B
– –
-3,410
Closed -$300K
SCHG icon
371
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
– –
-18,064
Closed -$210K
SDOG icon
372
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
– –
-4,749
Closed -$222K
SPHD icon
373
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
– –
-6,345
Closed -$279K
SRE icon
374
Sempra
SRE
$56.1B
– –
-3,740
Closed -$283K
SRPT icon
375
Sarepta Therapeutics
SRPT
$1.92B
– –
-1,619
Closed -$209K
12 13 14
15
16

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ECM
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MCO
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Calton & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Calton & Associates held 395 positions worth $404M, down 19% from $498M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Calton & Associates's Q1 2020 filing shows 38 new, 119 increased, 144 reduced and 90 closed positions. Its largest new stake was iShares Core Universal USD Bond ETF: 174,755 shares worth $9.18M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.59M.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, down from 5% a quarter earlier, followed by Healthcare and Financials.

  • Calton & Associates's largest Q1 2020 buy was iShares Core Universal USD Bond ETF: 174,755 shares worth $9.18M.
  • Calton & Associates added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $4.08M increase.
  • Calton & Associates's biggest Q1 2020 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.59M.
  • Calton & Associates fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2020, selling an estimated $2.44M.
  • Calton & Associates's ten largest holdings make up 38% of its $404M portfolio in Q1 2020.
  • Calton & Associates opened 38 new positions and closed 90 in Q1 2020.
  • Calton & Associates's portfolio value fell 19% quarter-over-quarter to $404M.

Based on Calton & Associates's 13F filing for Q1 2020, filed 30 Apr 2020.