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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
+8.11%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$375M
AUM Growth
-$82M
Cap. Flow
-$110M
Cap. Flow %
-29.45%
Top 10 Hldgs %
22.11%
Holding
418
New
23
Increased
131
Reduced
197
Closed
53

Top Buys

Rank Stock Value
1
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$2.75M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.16M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.02M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.39M
5
LQDI icon
iShares Inflation Hedged Corporate Bond ETF
LQDI
+$1.24M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17.9M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$16.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.26M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$5.57M
5
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$4.88M

Sector Composition

Rank Sector Weight
1 Technology 10.12%
2 Financials 3.31%
3 Consumer Discretionary 3.24%
4 Healthcare 3.2%
5 Industrials 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKLN icon
326
Invesco Senior Loan ETF
BKLN
$6.75B
$223K 0.06%
10,108
-341
-3% -$7.53K
NEA icon
327
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.4B
$223K 0.06%
14,342
+87
+0.6% +$1.32K
PID icon
328
Invesco International Dividend Achievers ETF
PID
$915M
$223K 0.06%
12,122
-952
-7% -$17.3K
VO icon
329
Vanguard Morningstar Mid-Cap ETF
VO
$110B
$222K 0.06%
3,496
-2,676
-43% -$168K
BMRN icon
330
BioMarin Pharmaceuticals
BMRN
$13.4B
$220K 0.06%
+2,500
New +$206K
AES icon
331
AES
AES
$10.5B
$219K 0.06%
9,042
+80
+0.9% +$1.95K
AXP icon
332
American Express
AXP
$231B
$219K 0.06%
1,343
-236
-15% -$40.2K
FAST icon
333
Fastenal
FAST
$60.5B
$219K 0.06%
+6,844
New +$202K
NKE icon
334
Nike
NKE
$60.7B
$219K 0.06%
1,319
-1,249
-49% -$206K
QQQH
335
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$384M
$218K 0.06%
3,910
+180
+5% +$10.1K
CTBI icon
336
Community Trust Bancorp
CTBI
$1.42B
$215K 0.06%
4,938
– –
HPE icon
337
Hewlett Packard
HPE
$72.4B
$215K 0.06%
13,671
-825
-6% -$12.4K
LPX icon
338
Louisiana-Pacific
LPX
$5.29B
$215K 0.06%
+2,746
New +$188K
OCSL icon
339
Oaktree Specialty Lending
OCSL
$1.13B
$215K 0.06%
9,609
+316
+3% +$7K
TXN icon
340
Texas Instruments
TXN
$258B
$215K 0.06%
1,140
-292
-20% -$56.1K
EWZ icon
341
iShares MSCI Brazil ETF
EWZ
$8.64B
$213K 0.06%
7,620
-1,623
-18% -$48.8K
DMRL
342
DELISTED
DeltaShares S&P 500 Managed Risk ETF
DMRL
$213K 0.06%
+2,649
New +$206K
LIT icon
343
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$208K 0.06%
+2,467
New +$219K
FULT icon
344
Fulton Financial
FULT
$4.63B
$206K 0.06%
12,176
– –
WTRG icon
345
Essential Utilities
WTRG
$11.3B
$206K 0.06%
+3,849
New +$187K
LMBS icon
346
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$205K 0.05%
4,105
-4,440
-52% -$223K
TFI icon
347
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$203K 0.05%
+3,928
New +$203K
BABA icon
348
Alibaba
BABA
$307B
$201K 0.05%
1,694
-1,317
-44% -$192K
BUL icon
349
Pacer US Cash Cows Growth ETF
BUL
$139M
$200K 0.05%
+4,646
New +$192K
ZTS icon
350
Zoetis
ZTS
$31B
$200K 0.05%
+823
New +$180K
12 13
14
15 16

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TWM
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NS
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CIA
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ECM
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CCG
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MCO
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REAM
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Calton & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Calton & Associates held 418 positions worth $375M, down 18% from $457M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Calton & Associates withdrew a net $110M in Q4 2021, closing 53 positions and reducing 197 holdings. Its most notable exit was iShares iBonds Dec 2021 Term Corporate ETF, an estimated $4.88M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 7.8% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Calton & Associates opened a new position in Invesco S&P MidCap Low Volatility ETF worth $2.88M.

  • Calton & Associates's largest Q4 2021 buy was Invesco S&P MidCap Low Volatility ETF: 49,228 shares worth $2.88M.
  • Calton & Associates added most to iShares TIPS Bond ETF in Q4 2021, an estimated $2.16M increase.
  • Calton & Associates's biggest Q4 2021 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $17.9M.
  • Calton & Associates fully exited iShares iBonds Dec 2021 Term Corporate ETF in Q4 2021, selling an estimated $4.88M.
  • Calton & Associates's ten largest holdings make up 22% of its $375M portfolio in Q4 2021.
  • Calton & Associates opened 23 new positions and closed 53 in Q4 2021.
  • Calton & Associates's portfolio value fell 18% quarter-over-quarter to $375M.

Based on Calton & Associates's 13F filing for Q4 2021, filed 13 Jan 2022.