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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$457M
AUM Growth
-$69.5M
Cap. Flow
-$64.4M
Cap. Flow %
-14.09%
Top 10 Hldgs %
23.09%
Holding
445
New
39
Increased
154
Reduced
183
Closed
50

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.7M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$4.88M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.99M
5
LEMB icon
iShares JPMorgan EM Local Currency Bond ETF
LEMB
+$2.82M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$14M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$11.2M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$9.37M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.62M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$7.4M

Sector Composition

Rank Sector Weight
1 Technology 7.76%
2 Healthcare 3.99%
3 Financials 3.36%
4 Consumer Discretionary 2.7%
5 Industrials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAXF icon
326
American Century Diversified Municipal Bond ETF
TAXF
$686M
$252K 0.06%
+4,584
New +$255K
GNR icon
327
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.94B
$251K 0.05%
4,894
+185
+4% +$9.63K
NSC icon
328
Norfolk Southern
NSC
$75.2B
$250K 0.05%
1,045
-465
-31% -$119K
RJF icon
329
Raymond James Financial
RJF
$34.6B
$250K 0.05%
2,715
– –
NRG icon
330
NRG Energy
NRG
$25.2B
$249K 0.05%
6,109
-83
-1% -$3.53K
LIN icon
331
Linde
LIN
$226B
$248K 0.05%
847
+103
+14% +$31.3K
ALLO icon
332
Allogene Therapeutics
ALLO
$735M
$245K 0.05%
+9,546
New +$227K
BP icon
333
BP
BP
$111B
$245K 0.05%
8,985
+23
+0.3% +$576
NEO icon
334
NeoGenomics
NEO
$2.12B
$245K 0.05%
5,087
-39
-0.8% -$1.8K
ADSK icon
335
Autodesk
ADSK
$53.1B
$244K 0.05%
857
+11
+1% +$3.37K
NI icon
336
NiSource
NI
$20.1B
$242K 0.05%
10,010
-83
-0.8% -$2.07K
DOCU
337
DocuSign
DOCU
$11.3B
$240K 0.05%
934
-116
-11% -$33.4K
GH icon
338
Guardant Health
GH
$22.1B
$240K 0.05%
1,921
+207
+12% +$24.6K
INSM icon
339
Insmed
INSM
$29B
$237K 0.05%
8,641
-66
-0.8% -$1.73K
TVTX icon
340
Travere Therapeutics
TVTX
$5.68B
$237K 0.05%
+9,776
New +$180K
ATO icon
341
Atmos Energy
ATO
$28.6B
$236K 0.05%
2,684
-70
-3% -$6.77K
FNDX icon
342
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$236K 0.05%
13,146
– –
ASML icon
343
ASML
ASML
$691B
$234K 0.05%
314
-29
-8% -$22.8K
FMB icon
344
First Trust Managed Municipal ETF
FMB
$2.06B
$233K 0.05%
+4,114
New +$236K
MDLZ icon
345
Mondelez International
MDLZ
$78.9B
$233K 0.05%
4,012
-1,122
-22% -$69.8K
XLU icon
346
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$233K 0.05%
7,312
+584
+9% +$19.5K
LKQ icon
347
LKQ Corp
LKQ
$6.25B
$232K 0.05%
4,618
+61
+1% +$3.1K
TMO icon
348
Thermo Fisher Scientific
TMO
$224B
$232K 0.05%
406
-232
-36% -$127K
ARKG icon
349
ARK Genomic Revolution ETF
ARKG
$1.79B
$231K 0.05%
3,098
+301
+11% +$25.3K
BKLN icon
350
Invesco Senior Loan ETF
BKLN
$6.75B
$231K 0.05%
10,449
-4,963
-32% -$110K
12 13
14
15 16

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DMC
Drexel Morgan & Co Radnor, Pennsylvania $682M AUM 21.01% 1-Year Est. Return
TWM
Tolleson Wealth Management Dallas, Texas $685M AUM 15.32% 1-Year Est. Return
NS
Night Squared New York $681M AUM 50% 1-Year Est. Return
CIA
Covington Investment Advisors Ligonier, Pennsylvania $680M AUM 28.91% 1-Year Est. Return
ECM
Estabrook Capital Management New York $685M AUM 26.64% 1-Year Est. Return
CCG
Clearlake Capital Group Santa Monica, California $680M AUM 30.34% 1-Year Est. Return
MCO
MAK Capital One New York $679M AUM 29.02% 1-Year Est. Return
REAM
Ripple Effect Asset Management New York $679M AUM 81.6% 1-Year Est. Return

Calton & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Calton & Associates held 445 positions worth $457M, down 13% from $526M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Calton & Associates withdrew a net $64.4M in Q3 2021, closing 50 positions and reducing 183 holdings. Its most notable exit was Invesco S&P MidCap Low Volatility ETF, an estimated $2.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Calton & Associates opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $4.88M.

  • Calton & Associates's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Corporate ETF: 197,210 shares worth $4.88M.
  • Calton & Associates added most to iShares Core Dividend Growth ETF in Q3 2021, an estimated $5.7M increase.
  • Calton & Associates's biggest Q3 2021 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $14M.
  • Calton & Associates fully exited Invesco S&P MidCap Low Volatility ETF in Q3 2021, selling an estimated $2.63M.
  • Calton & Associates's ten largest holdings make up 23% of its $457M portfolio in Q3 2021.
  • Calton & Associates opened 39 new positions and closed 50 in Q3 2021.
  • Calton & Associates's portfolio value fell 13% quarter-over-quarter to $457M.

Based on Calton & Associates's 13F filing for Q3 2021, filed 5 Nov 2021.